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" No solicitation subject to this regulation shall be made by means of any proxy statement, form of proxy, notice of meeting, or other communication, written or oral, containing any statement which, at the time and in the light of the circumstances under... "
General Rules and Regulations Under the Securities Exchange Act of 1934, as ... - Página 39
por United States. Securities and Exchange Commission - 1956
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Decisions and Reports, Volume 25

United States. Securities and Exchange Commission - 1953 - 828 páginas
...of any form of proxy, notice of meeting, or other communication containing any statement which, •t the time and In the light of the circumstances under...or misleading with respect to any material fact, or omits to state any material fact necessary In order to make the statements therein not false or misleading...
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Security and Exchange Commission Proxy Rules ... Hearings ... H.R. 1493, H.R ...

United States. Congress. House. Interstate and foreign commerce - 1943 - 310 páginas
...(a) of the Act shall be made by means of any form of proxy, notice of meeting, or other communication containing any statement which, at the time and in...or misleading with respect to any material fact, or omits to state any material fact necessary in order to make the statements therein not false or misleading...
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Security and Exchange Commission Proxy Rules: Hearings Before the Committee ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1944 - 310 páginas
...(a) of the Act shall be made by means of any form of proxy, notice of meeting, or other communication containing any statement which, at the time and in...or misleading with respect to any material fact, or omits to state any material fact necessary in order to make the statements therein not false or misleading...
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Code of Federal Regulations: Containing a Codification of ..., Edição 17

1993 - 864 páginas
...21936, June 10, 1987; 52 FR 48983, Dec. 29. 1987] §240.14a-9 False or misleading «t»«menu. (a) No solicitation subject to this regulation shall be...material fact, or which omits to state any material fac' necessary in order to make the statements therein not false or misleading or necessary to correct...
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The Code of Federal Regulations of the United States of America

1977 - 958 páginas
...80a-20(a), 80a-37(a) ).) [41 FB 63000, Dec. 3, 1976] | 240.14H-9 Fake or misleading «tatémente, (a) No solicitation subject to this regulation shall be...light of the circumstances under which it is made, to false or misleading with respect to any material fact, or which omita to state any material fact...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1968 - 782 páginas
...1967] § 240.14a—9 False or misleading state. monte. (a) No solicitation subject to this regulatlon shall be made by means of any proxy statement, form...statement which, at the time and in the light of the circumetances under which it Is made, Is false or misleading with respect to any material fact, or...
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Code of Federal Regulations: Containing a Codification of Documents of ...

2001 - 994 páginas
...29119. May 28. 1998: 63 FR 50622, 50623. Sept. 22, 1998] §240.14a-9 False or misleading statements. (a) No solicitation subject to this regulation shall be...other communication, written or oral, containing any 17 CFR Ch. II (4-1-01 Edition) statement which, at the time and in the light of the circumstances under...
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The Code of Federal Regulations of the United States of America

1989 - 614 páginas
...of proxy, notice of meeting, or other communication, written or oral, containing any statement that, at the time and in the light of the circumstances...or misleading with respect to any material fact, or that omits to state any material fact necessary in order to make the statement therein not false or...
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Code of Federal Regulations: 1949-1984

1969 - 1140 páginas
...of proxy, notice of meeting, or other communication, written or oral, containing any statement that, at the time and in the light of the circumstances...or misleading with respect to any material fact, or that omits to state any material fact necessary in order to make the statement therein not false or...
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Stock Market Study: Regulation of Unlisted Securities : Hearings ..., Partes 2-3

United States. Congress. Senate. Committee on Banking and Currency - 1955 - 728 páginas
...is so ordered. (The material referred to follows :) Rule Xl'iA-9. FnlKP or Misleading Statement* Xo solicitation subject to this regulation shall be made...of meeting, or other communication written or oral, contaning any statement which at the time and in the light of the circumstances under which it is made,...
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