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" ... irrespective of any intention on the part of such beneficial owner, director, or officer in entering into such transaction of holding the security purchased or of not repurchasing the security sold for a period exceeding six months. "
Compilation of selected energy-related legislation - Página 84
por United States - 1985
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United States Reports: Cases Adjudged in the Supreme Court at ..., Volume 423

United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1977 - 970 páginas
...sale, or any sale and purchase, of any equity security of such issuer (other than an exempted security) within any period of less than six months, unless...contracted, shall inure to and be recoverable by the issuer, irrespective of any intention on the part of such beneficial owner, director, or officer in...
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Stock Exchange Regulation: Hearing Before the Committee...seventy-third ...

United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 páginas
...officer from any purchase and sale or sale and purchase of any such registered equity security within a period of less than six months, unless such security...contracted, shall inure to and be recoverable by the issuer, irrespective of any intention on the part of such beneficial owner, director, or officer in...
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Stock Exchange Regulation: Hearing Before the Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 páginas
...officer from any purchase and sale or sale and purchase of any such registered equity security within a period of less than six months, unless such security...with a debt previously contracted, shall inure to and bt> recoverable by the issuer, irrespective of any intention on the part of such beneficial owner,...
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Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - 1968 - 374 páginas
...of each calendar month thereafter, if there has been any change in such ownership during such month, a statement of such ownership as of the close of such...was realized, irrespective of any intention on the Eart of such officer or director in entering into such transaction to old the security purchased or...
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Public Utility Holding Company Act of 1935: Hearings Before the Committee on ...

United States. Congress. Senate. Committee on Interstate Commerce - 1935 - 1298 páginas
...and/or any subsidiary company thereof, any profit realized by such officer, director, or other affiliate from any purchase and sale, or any sale and purchase,...security was acquired in good faith in connection witii a debt previously contracted, shall inure to and be recoverable by the boMing company or subsidiary...
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Public Utility Holding Company Act of 1935: Hearings, April 16 to 29, 1935

United States. Congress. Senate. Committee on Interstate Commerce - 1935 - 1164 páginas
...of such registered holding company or any subsidiary company thereof within any period of less thin six months, unless such security was acquired in good...subsidiary company in respect of the security of which *nch profit was realized, irrespective of any intention on the part of such officer, director, or other...
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Official Summary of Stock Transactions and Holdings of Officiers ..., Volume 1

United States. Securities and Exchange Commission - 1935 - 208 páginas
...sale, or any sale and purchase, of any equity security of such issuer (other than an exempted security) within any period of less than six months, unless...security was acquired in good faith in connection with a deht previously contracted, shall inure to and he recoverahle hy the issuer, irrespective of any intention...
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Decisions and Reports, Volume 3

United States. Securities and Exchange Commission - 1940 - 1240 páginas
...company thereof within any period of less than 6 months, unless such security was acquired in gooil faith in connection with a debt previously contracted,...of the security of which such profit was realized, lrresi>ectlve of any Intention on the part of such offlcer or director In entering Into such transaction...
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Securities Exchange Act of 1934: And Amendments Public--no. 291--73d ...

United States - 1938 - 48 páginas
...sale, or any sale and purchase, of any equity security of such issuer (other than an exempted security) within any period of less than six months, unless...contracted, shall inure to and be recoverable by the issuer, irrespective of any intention on the part of such beneficial owner, director, or officer in...
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United States Code, Volume 2

United States - 1953 - 1692 páginas
...sale, or any sale and purchase, of any equity security of such issuer (other than an exempted security) d equitably distributing voting power among the security...company, nothing in this paragraph shall authorize the issuer, irrespective of any intention on the part of such beneficial owner, director, or officer in...
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