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" Act ox 1940, is directly or indirectly the beneficial owner of more than 10 per centum of such class shall, within ten days after such acquisition, send to the issuer of the security at its principal executive office, by registered or certified mail,... "
Takeover Tactics and Public Policy: Hearings Before the Subcommittee on ... - Página 471
por United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications, Consumer Protection, and Finance - 1984
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Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - 1968 - 374 páginas
...directly or indirectly the beneficial owner of more than 10 per centum of such class shall, within ten days after such acquisition, send to the issuer...statement containing such of the following information, and such additional information, as the Commission may by rules and regulations prescribe as necessary...
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The Code of Federal Regulations of the United States of America

1977 - 958 páginas
...is directly or indirectly the beneficial owner of more than five percent of such class shall, within ten days after such acquisition, send to the issuer...and file with the Commission, a statement containing the information required by Schedule 13D (§ 240.13d-101). Eight copies of the statement. Including...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1977 - 970 páginas
...of more than 5 percent of such class shall, within ten days after such acquisition, send to the bank at its principal executive office, by registered or...exchange where the security is traded, and file with the Board a statement containing the information required by Form F-ll. Eight copies of the statement shall...
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The Code of Federal Regulations of the United States of America

1970 - 536 páginas
...of more than 10 percent of such class shall, within 10 days after such acquisition, send to the bank at its principal executive office, by registered or...exchange where the security is traded, and file with the Corporation a statement containing the information required by Form F-ll. (3) If any material change...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1978 - 1266 páginas
...of more than 5 percent of such class shall, within 10 days after such acquisition, send to the bank at its principal executive office, by registered or...exchange where the security is traded, and file with the Comptroller of the Currency a statement containing the information required by Form F-ll. Four copies...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1990 - 1038 páginas
...is directly or indirectly the beneficial owner of more than 5 percent of such class shall, within 10 days after such acquisition, send to the issuer of...executive office, by registered or certified mail, and to each exchange where the security is traded, and file with the Commission, a statement containing...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1996 - 888 páginas
...is directly or indirectly the beneficial owner of more than 5 percent of such class shall, within 10 days after such acquisition, send to the issuer of...executive office, by registered or certified mail, and to each exchange where the security is traded, and file with the Commission, a statement containing...
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The Code of Federal Regulations of the United States of America

1970 - 540 páginas
...centum of such class shall, within 10 days after such acquisition, send to the bank at its principle executive office, by registered or certified mail,...exchange where the security is traded, and file with the Comptroller a statement containing the information required by Schedule D of Part 11 of the regulations...
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The Code of Federal Regulations of the United States of America

1978 - 1130 páginas
...directly or Indirectly the beneficial owner of more than S per centum of such class shall, within 10 days after such acquisition, send to the Issuer of...principal executive office, by registered or certified mall, send to each exchange where the security Is traded, and file with the Commission, a statement...
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The Code of Federal Regulations of the United States of America

1971 - 592 páginas
...centum of such class shall, within 10 days after such acquisition, send to the bank at its principle executive office, by registered or certified mail,...exchange where the security is traded, and file with the Comptroller a statement containing the information required by Schedule D of Part 11 of the regulations...
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