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" NASAA is the national organization of the 50 state agencies responsible for investor protection and the efficient functioning of the capital markets at the grassroots level. I appreciate the opportunity to appear before you today to testify... "
H.R. 1062, the Financial Services Competitiveness Act of 1995, Glass ... - Página 5
por United States. Congress. House. Committee on Banking and Financial Services - 1995
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Departments of Commerce, Justice, and State, the Judiciary, and ..., Parte 7

United States. Congress. House. Committee on Appropriations. Subcommittee on the Departments of Commerce, Justice, and State, the Judiciary, and Related Agencies - 1986 - 862 páginas
...April 8, 1986 STSL: •KCT •urorrr Mr. Chairman and Members of the Subcommittee: I am Royce Griffin, Colorado Securities Commissioner and president of...American Securities Administrators Association (NASAA). NASAA is the association of the 65 state and provincial securities administrators from the United States,...
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The Securities Law Enforcement Remedies Act of 1989: Hearings ..., Volume 4

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities - 1990 - 512 páginas
...Subcommittee: My name is Susan E. Bryant. I am Administrator of the Oklahoma Securities Department and President of the North American Securities Administrators Association (NASAA). In the United States, NASAA speaks for the grassroots government officials responsible for securities regulation and investor protection...
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Penny Stock Market Fraud: Hearings Before the Subcommittee on ...

United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance - 1989 - 280 páginas
...Subcommittee: My name is Susan E. Bryant. I am Administrator of the Oklahoma Securities Department and President of the North American Securities Administrators Association (NASAA). In the US, NASAA is the national voice of the 50 state securities regulators responsible for the protection...
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Financial Services Industry: Hearings Before the Subcommittee on ...

United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance - 1991 - 828 páginas
...and Members of the Subcommittee: My name is M. Douglas Mays. I am Kansas Commissioner of Securities and President of the North American Securities Administrators Association (NASAA). In the US, NASAA is the national organization of the 50 state agencies responsible for investor protection...
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Financial Services Industry: Hearings Before the Subcommittee on ...

United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance - 1991 - 832 páginas
...and Members of the Subcommittee: My name is M. Douglas Mays. I am Kansas Commissioner of Securities and President of the North American Securities Administrators Association (NASAA). In the US, NASAA is the national organization of the 50 state agencies responsible for investor protection...
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Financial Services Industry: Hearings Before the Subcommittee on ...

United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance - 1991 - 830 páginas
...and Members of the Subcommittee: My name is M. Douglas Mays. I am Kansas Commissioner of Securities and President of the North American Securities Administrators Association (NASAA). In the US, NASAA is the national organization of the 50 state agencies responsible for investor protection...
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Limited Partnerships: Hearing Before the Subcommittee on Telecommunications ...

United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance - 1993 - 176 páginas
...name is Barry Quinary. I am director of the Massachusetts Secretary of State's division of securities and president of the North American Securities Administrators Association (NASAA). In the US, NASAA is the national voice of the 50 state securities agencies responsible for small investor...
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Limited Partnership Rollup Reform Act of 1993--S. 424: Hearing ..., Volume 4

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities - 1993 - 124 páginas
...name is Barry Guthary. 1 am director of the Massachusetts Secretary of State's division of securities and president of the North American Securities Administrators Association (NASAA). In the US, NASAA is the national voice of the 50 state securities agencies responsible for investor protection...
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Bank Sales of Mutual Funds: Hearing Before the Subcommittee on ..., Volume 4

United States. Congress. House. Committee on Banking, Finance, and Urban Affairs. Subcommittee on Financial Institutions Supervision, Regulation, and Deposit Insurance - 1994 - 540 páginas
...Good afternoon. My name is Phil Feigin from the Colorado Securities Commission and the president-elect of the North American Securities Administrators Association...agencies. I appreciate the opportunity to appear before you to comment on the very serious consumer protection issues that arise from the sale of uninsured...
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Bank Sales of Mutual Funds: Hearing Before the Subcommittee on ..., Volume 4

United States. Congress. House. Committee on Banking, Finance, and Urban Affairs. Subcommittee on Financial Institutions Supervision, Regulation, and Deposit Insurance - 1994 - 564 páginas
...Good afternoon. My name is Phil Feigin from the Colorado Securities Commission and the president-elect of the North American Securities Administrators Association...NASAA is the national organization of the 50 State securi"es agencies. I appreciate the opportunity to appear before you to comment on the very serious...
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