 | Philippines - 1988 - 484 páginas
...sale of any commodity for future delivery on or subject to the rules of any contract market and that, in connection with such solicitation or acceptance...in lieu thereof) to margin, guarantee or secure any trade or contract that results or may result therefrom. k) "Floor Broker" shall refer to any person,... | |
 | 1980 - 680 páginas
...orders for the purchase or sale of any commodity for future delivery on or subject to the rules of any contract market and that, in or in connection with...margin, guarantee or secure any trades or contracts that resuU or may result th and (2) shall include any pe quired to register as a futures sion merchant under... | |
 | 1997 - 608 páginas
...foreign futures. (c) An introducing broker may not accept any money, securities or prop-erty (or extend credit in lieu thereof) to margin, guarantee or secure any trades or contracts of customers or option customers, or any money, securities or property accruing as a result of such... | |
 | 1986 - 978 páginas
...foreign futures. (c) An introducing broker may not accept any money, securities or property (or extend credit in lieu thereof) to margin, guarantee or secure any trades or contracts of customers or option customers, or any money, securities or property accruing as a result of such... | |
 | 1998 - 596 páginas
...1976, as amended at 46 FR 63036, Dec. 30, 1981] § 32.7 Books and recordkeeping. (a) Each person which accepts any money, securities or property (or extends credit in lieu thereof) from an option customer as payment of the purchase price in connection with a commodity option transaction... | |
 | 2000 - 622 páginas
...1976, as amended at 46 PR 63036, Dec. 30, 1981] S 32.7 Books and recordkeeping. (a) Each person which accepts any money, securities or property (or extends credit in lieu thereof) from an option customer as payment of the purchase price in connection with a commodity option transaction... | |
 | 2000 - 622 páginas
...1976, as amended at 46 FR 63036, Dec. 30, 1981] 632.7 Books and recordkeeping. (a) Each person which accepts any money, securities or property (or extends credit in lieu thereof) from an option customer as payment of the purchase price in connection with a commodity option transaction... | |
 | United States. Tax Court - 1990 - 1014 páginas
...or sale of any commodity for future delivery subject to the rules of any contract market, and that, in connection with such solicitation or acceptance...guarantee, or secure any trades or contracts that result therefrom. 17 CFR sec. 1.3(p) (1981). FCM'S have been likened to brokerage houses in the securities... | |
 | United States - 1936 - 1258 páginas
...orders for the purchase or sale of any commodity for future delivery on or subject to the rules of any ited State (132) 133 to margin, guarantee, or secure any trades or contracts that result or may result therefrom.... | |
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futures commission merchant" shall mean and include individuals, associations, partnerships, corporations, and trusts engaged in soliciting or in accepting orders for the purchase or sale of any commodity for future delivery on or subject to the rules... 
