| United States. Congress. Senate. Committee on Banking and Currency - 1938 - 148 páginas
...Commission is given power to alter or supplement the rules of an association include the following: (1) The basis for, and procedure in connection with, the denial of membership or the disciplining of members; (2) the method for adoption of any change in or addition to the rules of the... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 108 páginas
...for the protection of investors or to effectuate the purposes of this section, with respect to: (1) The basis for, and procedure in connection with, the denial of membership or the disciplining of members; (2) the method for adoption of any change in or addition to the rules of the... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 98 páginas
...for the protection of investors or to effectuate the purposes of this section, with respect to: (1) The basis for, and procedure in connection with, the denial of membership or the disciplining of members; (2) the method for adoption of any change in or addition to the rules of the... | |
| United States. Congress. Senate. Banking and Currency Committee - 1938 - 138 páginas
...for the protection of investors or to effectuate the purposes of this section, with respect to: (1) The basis for, and procedure in connection with, the denial of membership or the disciplining of members; (2) the method for adoption of any change in or addition to the rules of the... | |
| United States. Securities and Exchange Commission - 1951 - 862 páginas
...for the protection of investors or to effectuate the purposes of this section, with respect to: (1) The basis for, and procedure in connection with, the denial of membership or the disciplining of members; (2) the method for adoption of any change in or addition to the rules of the... | |
| United States - 1938 - 48 páginas
...protection of investors or to effectuate the purposes of this section, with respect to: (1) The oasis for, and procedure in connection with, the denial of membership or the discipling of members; (£) the metlw.d for adoption of any change in or addition to the rules of the... | |
| United States - 1975 - 1706 páginas
...appropriate in the public interest or to effectuate the purposes of this section, with respect to— fficers and employees of the agency which maintains...the record in the performance of their duties; (2) r discipling of members or persons associated with members, or the qualifications required for members... | |
| United States - 1953 - 1692 páginas
...for the protection of investors or to effectuate the purposes of this section, with respect to: (1) The basis for, and procedure in connection with, the denial of membership or the disciplining of members; (2) the method (or adoption of any change in or addition to the rules of the... | |
| United States - 1955 - 54 páginas
...for the protection of investors or to effectuate the purposes of this section, with respect to: (1) The basis for, and procedure in connection with, the denial of membership or the disciplining of members; (2) the method for adoption of any change in or addition to the rules of the... | |
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