Pesquisa Imagens Maps Play YouTube Notícias Gmail Drive Mais »
Entrar
Livros Livros
" If any registered futures association takes any disciplinary action against any member thereof or any person associated with such a member or denies admission to any person seeking membership therein, or bars any person from being associated with a member,... "
Reauthorization of the Commodity Futures Trading Commission: Hearings Before ... - Página 173
por United States. Congress. House. Committee on Agriculture. Subcommittee on Conservation, Credit, and Rural Development - 1986 - 527 páginas
Visualização integral - Acerca deste livro

Official Gazette, Volume 84,Edições 27-29

Philippines - 1988 - 484 páginas
...any member of a registered association subject to review. — If any registered association takes any disciplinary action against any member thereof or any person associated with such member or denies admission to any person seeking membership therein, or bars any person from being...
Visualização integral - Acerca deste livro

Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - 1968 - 374 páginas
..."(g) If any registered securities association (whether national or 15 use 78o-3. affiliated) takes any disciplinary action against any member thereof or...associated with such a member or denies admission to any broker or dealer seeking membership thereinj or bars any person from being associated with a member,...
Visualização integral - Acerca deste livro

United States Code, Volume 2

United States - 1983 - 1152 páginas
...disciplinary actions taken by registered futures associations If any registered futures association takes any disciplinary action against any member thereof or...bars any person from being associated with a member, such action shall be subject to review by the Commission, on its own motion, or upon application by...
Visualização integral - Acerca deste livro

United States Code

United States - 1975 - 1680 páginas
...disciplinary actions taken by registered futures associations. If any registered futures association takes any disciplinary action against any member thereof or...bars any person from being associated with a member, such action shall be subject to review by the Commission, on its own motion, or upon application by...
Visualização integral - Acerca deste livro

SEC Legislation, 1963: Hearings Before a Subcommittee of the Committee on ...

United States. Congress. Senate. Committee on Banking and Currency - 1963 - 490 páginas
...follows : "(g) If any registered securities association (whether national or affiliated) shall take any disciplinary action against any member thereof [ ;] or any person associated with such a member or shall deny admission to any broker or dealer seeking membership therein, or shall bar any person from...
Visualização integral - Acerca deste livro

Investor Protection: Hearings Before a Subcommittee of the Committee on ...

United States. Congress. House. Committee on Interstate and Foreign Commerce, United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance - 1964 - 1624 páginas
...follows : "(g) If any registered securities association (whether national or affiliated) shall take any disciplinary action against any member thereof or any person associated with such member or [,] shall deny admission to any broker or dealer seeking membership therein, or shall bar...
Visualização integral - Acerca deste livro

Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - 1976 - 476 páginas
...member thereof or any person associated with such a member or denies admission to any broker or dealer seeking membership therein, or bars any person from being associated with a member, such action shall be subject to review by the Commission, on its own motion, or upon application by...
Visualização integral - Acerca deste livro

The Commodity Futures Trading Commission Act of 1974 ....

United States. Congress. Senate. Agriculture and Forestry Committee - 1974 - 164 páginas
...Commission may by rules and regulations prescribe. ' (h) If any registered futures association takes any disciplinary action against any member thereof or...bars any person from being associated with a member, such action shall be subject to review by the Commission, on its own motion, or upon application by...
Visualização integral - Acerca deste livro

Agriculture and Related Agencies Appropriations for 1976 ..., Partes 3-4

United States. Congress. House. Committee on Appropriations. Subcommittee on Agriculture and Related Agencies - 1975 - 990 páginas
...Commission may by rules and regulations prescril>e. "(h) If any registered futures association takes any disciplinary action against any member thereof or...associated with such a member or denies admission to any pel-son seeking membership therein, or bars nny pereon from being associated with a member, such action...
Visualização integral - Acerca deste livro

Agriculture and Related Agencies Appropriations for 1976: Hearings ..., Parte 5

United States. Congress. House. Committee on Appropriations. Subcommittee on Agriculture and Related Agencies - 1975 - 980 páginas
...Commission may by rules and regulations prescrilx.1. "(h) If any registered futures association takes any disciplinary action against any member thereof or any person associated with such a memlxT or denies admission to any person seeking membership therein, or bars any person from In-ing...
Visualização integral - Acerca deste livro




  1. A minha biblioteca
  2. Ajuda
  3. Pesquisa de livros avançada
  4. Transferir ePub
  5. Transferir PDF