| Philippines - 1988 - 484 páginas
...any member of a registered association subject to review. — If any registered association takes any disciplinary action against any member thereof or any person associated with such member or denies admission to any person seeking membership therein, or bars any person from being... | |
| United States - 1968 - 374 páginas
..."(g) If any registered securities association (whether national or 15 use 78o-3. affiliated) takes any disciplinary action against any member thereof or...associated with such a member or denies admission to any broker or dealer seeking membership thereinj or bars any person from being associated with a member,... | |
| United States - 1983 - 1152 páginas
...disciplinary actions taken by registered futures associations If any registered futures association takes any disciplinary action against any member thereof or...bars any person from being associated with a member, such action shall be subject to review by the Commission, on its own motion, or upon application by... | |
| United States - 1975 - 1680 páginas
...disciplinary actions taken by registered futures associations. If any registered futures association takes any disciplinary action against any member thereof or...bars any person from being associated with a member, such action shall be subject to review by the Commission, on its own motion, or upon application by... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1963 - 490 páginas
...follows : "(g) If any registered securities association (whether national or affiliated) shall take any disciplinary action against any member thereof [ ;] or any person associated with such a member or shall deny admission to any broker or dealer seeking membership therein, or shall bar any person from... | |
| United States - 1976 - 476 páginas
...member thereof or any person associated with such a member or denies admission to any broker or dealer seeking membership therein, or bars any person from being associated with a member, such action shall be subject to review by the Commission, on its own motion, or upon application by... | |
| United States. Congress. Senate. Agriculture and Forestry Committee - 1974 - 164 páginas
...Commission may by rules and regulations prescribe. ' (h) If any registered futures association takes any disciplinary action against any member thereof or...bars any person from being associated with a member, such action shall be subject to review by the Commission, on its own motion, or upon application by... | |
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