Reauthorization of the Commodity Futures Trading Commission: Hearings Before the Subcommittee on Conservation, Credit, and Rural Development of the Committee on Agriculture, House of Representatives, Ninety-ninth Congress, Second Session, March 18, and 19, 1986U.S. Government Printing Office, 1986 - 527 páginas |
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Palavras e frases frequentes
accounts action agricultural audit trail authority believe Board of Trade broker cash CFTC CFTC's Chairman Chicago Board Chicago Mercantile Exchange COLEMAN COMEX Commission's Committee Commodity Exchange Act Commodity Futures Trading commodity pool commodity trading advisor concern Congress contract market court cross-margining definition delivery economic Ed Jones effective enforcement entities EVANS of Iowa federal financial futures foreign forward contracts fraud funds futures and options futures contracts futures exchanges futures industry futures markets Futures Trading Commission GILMORE GLICKMAN grain hearing hedging interest investment IPMC issue JONES of Tennessee legislative leverage contracts leverage firms leverage transactions margin Monex National Futures Association NFA's off-exchange futures operations options markets percent PHILLIPS portfolios protection question reauthorization record registered regulation regulatory requirements responsibility risk Section 4b securities self-regulatory speculative limits staff statement subcommittee subpoena Thank tion trading advisors
Passagens conhecidas
Página 169 - A copy of such petition shall be forthwith transmitted by the clerk of the court to the Commission, and thereupon the Commission shall file in the court the record in the proceeding, as provided in section 2112 of title 28, United States Code.
Página 304 - Associations, and in particular a committee of the Section of Corporation, Banking and Business Law of the American Bar Association, of which Mr.
Página 172 - SEC. 217. (a) No person shall offer to enter into, enter into, or confirm the execution of any transaction for the delivery of silver bullion, gold bullion, or bulk silver coins or bulk gold coins, pursuant to a standardized contract commonly known to the trade as a margin account, margin contract, leverage account, or leverage contract...
Página 169 - States marshal or a deputy marshal, at any place within the territorial jurisdiction of any court of the United States. (2) SERVICE IN FOREIGN COUNTRIES.— Any such demand or any petition filed under subsection (j) may be served upon any person who is not found within the territorial jurisdiction of any court of the United States in such manner as the Federal Rules of Civil Procedure prescribe for service in a foreign country. To the extent that the courts of the United States can assert jurisdiction...
Página 381 - BUREAU is an independent, non-governmental, voluntary organization of families united for the purpose of analyzing their problems and formulating action to achieve educational Improvement, economic opportunity and social advancement and, thereby, to promote the national well-being.
Página 173 - Commission, on its own motion, or upon application by any person aggrieved thereby filed within thirty days after such action has been taken or within such longer period as the Commission may determine. Application to the Commission for review, or the institution of review by the Commission on its own motion, shall...
Página 170 - No objection to the order of the Commission shall be considered by the court unless such objection shall have been urged before the Commission or unless; there were reasonable grounds for failure so to do.
Página 307 - ... any contract of sale of any commodity for future delivery made, or to be made, on or subject to the rules of any contract market for or on behalf of...
Página 158 - ... if, after appropriate notice and opportunity for hearing, it appears to the Commission that such alteration or supplement is necessary or appropriate in the public interest or for the protection of investors or to effectuate the purposes of this section, with respect to...
Página 173 - If any registered futures association takes any disciplinary action against any member thereof or any person associated with such a member or denies admission to any person seeking membership therein, or bars any person from being associated with a member, such action shall be subject to review by the Commission, on its own motion, or upon application by any person aggrieved thereby filed within thirty days after such action has been taken or within such longer period as the Commission may determine.