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" Act. (8) Directly or indirectly condition any loan or extension -of credit to any company on the requirement that the company contract with the banks securities company* to underwrite or distribute the company's securities or condition a loan to a person... "
The Financial Services Competitiveness Act of 1995: Joint Hearings Before ... - Página 57
por United States. Congress. House. Committee on Commerce. Subcommittee on Telecommunications and Finance - 1995 - 322 páginas
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Code of Federal Regulations: Containing a Codification of Documents of ...

1996 - 600 páginas
...section 23A of the Federal Reserved Act and that are not within any exemptions established thereby; and (8) Directly or indirectly condition any loan...on the requirement that the company contract with, or agree to contract with, the bank's subsidiary or affiliate to underwrite or distribute the company's...
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Code of Federal Regulations: Containing a Codification of Documents of ...

2000 - 556 páginas
...before the securities are initially offered for sale to the public; (8) The bank does not condition any extension of credit to any company on the requirement that the company contract with, or agree to contract with, the bank's affiliate to underwrite or distribute the company's securities;...
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The Code of Federal Regulations of the United States of America

1993 - 680 páginas
...contract with, the bank's subsidiary or affiliate to underwrite or distribute the company's securities or directly or indirectly condition any loan or extension of credit to any person on the requirement that that person purchase any security currently underwritten or distributed...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1988 - 488 páginas
...contract with, the bank's subsidiary or affiliate to underwrite or distribute the company's securities or directly or indirectly condition any loan or extension of credit to any person on the requirement that that person purchase any security currently underwritten or distributed...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1998 - 512 páginas
...contract with, the bank's subsidiary or affiliate to underwrite or distribute the company's securities or directly or indirectly condition any loan or extension of credit to any person on the requirement that that person purchase any security currently underwritten or distributed...
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Bank Sales of Mutual Funds: Hearing Before the Subcommittee on ..., Volume 4

United States. Congress. House. Committee on Banking, Finance, and Urban Affairs. Subcommittee on Financial Institutions Supervision, Regulation, and Deposit Insurance - 1994 - 540 páginas
...investment advisor in excess of the limits and restrictions set by section 23A of the Federal Reserve Act. (8) Directly or indirectly condition any loan or extension...securities company. An insured nonmember bank is prohibited from becoming affiliated with any company that directly engages in the sale, distribution, ,or underwriting...
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Bank Sales of Mutual Funds: Hearing Before the Subcommittee on ..., Volume 4

United States. Congress. House. Committee on Banking, Finance, and Urban Affairs. Subcommittee on Financial Institutions Supervision, Regulation, and Deposit Insurance - 1994 - 548 páginas
...investment advisor in excess of the limits and restrictions set by section 23A of the Federal Reserve Act. (8) Directly or indirectly condition any loan or extension....distributed by the bank's securities company. An insured nomnember bank is prohibited from becoming affiliated with any company that directly engages in the...
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Proposed Mellon-Dreyfus Merger: Hearings Before the Subcommittee ..., Volume 4

United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Oversight and Investigations - 1994 - 1016 páginas
...investment advisor in excess of the limits and restrictions set by section 23A of the Federal Reserve Act. (8) Directly or indirectly condition any loan or extension...securities company to underwrite or distribute the company' s securities or condition a loan to a person on the requirement that the person purchase any...
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H.R. 1062, the Financial Services Competitiveness Act of 1995 ..., Parte 2

United States, United States. Congress. House. Committee on Banking and Financial Services - 1995 - 328 páginas
...bank except in accordance with the limitations imposed under section 23A. 337. 4 (e) A bank may not condition any loan or extension of credit to any company...the requirement that the company contract with the bank's subsidiary or affiliate to underwrite or distribute the company's securities or condition an...
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Code of Federal Regulations: Containing a Codification of Documents of ...

2001 - 580 páginas
...before the securities are initially offered for sale to the public; (8) The bank does not condition any extension of credit to any company on the requirement that the company contract with, or agree to contract with, the bank's affiliate to underwrite or distribute the company's securities;...
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