...underwriting activities other than as limited thereby provided that the following conditions are met: (i) The subsidiary is a member in good standing of the...National Association of Securities Dealers ("NASD"); (ii) The subsidiary has been in continuous operation for the five year period preceding notice to the...

...underwriting activities other than as limited thereby provided that the following conditions are met: (i) The subsidiary is a member in good standing of the...National Association of Securities Dealers ("NASD"); (ii) The subsidiary has been in continuous operation for the five year period preceding notice to the...

...underwriting activities other than as limited thereby provided that the following conditions are met: (i) The subsidiary is a member in good standing of the...National Association of Securities Dealers ("NASD"); (ii) The subsidiary has been in continuous operation for the five year period preceding notice to the...

...general securities business. We are registered with the Securities and Exchange Commission, and we are a member in good standing of the National Association of Securities Dealers, the Boston Stock Exchange, the Midwest Stock Exchange, and the Pacific Coast Stock Exchange. ABD is...

...subsidiary may engage in underwriting other than that listed above if it meets the bona fide definition and the following conditions are met: (a) The subsidiary...of the National Association of Securities Dealers; 878 (b) The subsidiary has been in continuous operation for the five-year period preceding the notice...

...subsidiary may engage in underwriting other than that listed above if it meets the bona fide definition and the following conditions are met: (a) The subsidiary...of the National Association of Securities Dealers; (b) The subsidiary has been in continuous operation for the five-year period preceding the notice to...

...underwriting activities other than as limited thereby provided that the following conditions are met: (i) The subsidiary is a member in good standing of the National Association of Securities Oealers ("NASD"); (ii) The subsidiary has been in continuous operation for the five year period preceding...

...engage in the underwriting of securities that would otherwise be prohibited to the bank itself under the Glass-Steagall Act unless the subsidiary meets the...felony or misdemeanor in connection with the purchase orsale of any security; (d) Neither the subsidiary nor any of its directors, officers, general partners,...