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" control" (including the terms "controlling", "controlled by", and "under common control with") means the possession, directly or indirectly, of the power to direct or cause the direction of the management and policies of a person, whether through the... "
The Code of Federal Regulations of the United States of America - Página 76
1971
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Decisions and Reports, Volume 11

United States. Securities and Exchange Commission - 1945 - 1290 páginas
...is controlled by, or is under common control with the registrant. The term "control" is defined as "the possession, directly or indirectly, of the power...ownership of voting securities, by contract or otherwise." The instructions further provide: "If in any instance the existence of control is open to reasonable...
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Interstate Commerce Commission Reports: Reports and Decisions of ..., Volume 348

United States. Interstate Commerce Commission - 1975 - 1030 páginas
..."Control" (including the terms "controlling," "controlled by," and "under common control"), as used herein, means the possession directly or indirectly, of the...ownership of voting securities, by contract or otherwise. If in any instance the existence of control is or may be open to reasonable doubt, the carrier shall...
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Interstate Commerce Commission Reports: Reports and Decisions of ..., Volume 348

United States. Interstate Commerce Commission - 1975 - 1066 páginas
...(-including the terms "controlling," "controlled by," and "under common control"), as used herein, means the possession directly or indirectly, of the...ownership of voting securities, by contract or otherwise. If in any instance the existence of control is or may be open to reasonable doubt, the carrier shall...
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1955 - 144 páginas
...the organizatioi incorporated or unincorporated person. 30 GENERAL RULES AND REGULATIONS 31 Control. The term "control" (including the terms "controlling,"...whether through the ownership of voting securities, lay contract, or otherwise. Employee. The term "employee" does not include a director, trustee, or...
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The Code of Federal Regulations of the United States of America ..., Livro 3

1943 - 1104 páginas
...term "control" means the possession, direct or indirect, of the power to direct or cause the direction of the management and policies of a person, whether...ownership of voting securities, by contract or otherwise. • (b) The term "affiliate" means the existence of a relationship between two persons (individuals,...
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Proposed Amendments to the Securities Act of 1933 and to the ..., Volume 5

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 264 páginas
...defined to mean "the possession, direct or indirect, of the power to direct or cause the direction of the management and policies of a person, whether...of voting securities, by contract, or otherwise." The Commission has reasonable grounds to believe that in 1934 general proxies, to remain in full force...
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Decisions and Orders, Volume 1

United States. Bituminous Coal Division - 1943 - 1380 páginas
...trem "control" means the possession, direct or indirect of the power to direct or cause the direction of the management and policies of a person, whether...ownership of voting securities, by contract or otherwise. The term "affiliate" means the existence of a relationship between two persons (individuals, firms,...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1977 - 970 páginas
...with»See Appendix of Regulation P published by the Board of Governors of the Federal Reserve System. out filing with any governmental agency) the organization...reserve for contingencies and other capital reserves. (1) The term "fiscal year" means the annual accounting period or, if no closing date has been adopted,...
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The Code of Federal Regulations of the United States of America

1981 - 668 páginas
...governmental agency) the organization or creation of an incorporated or unincorporated person. (f) Control. The term "control" (including the terms "controlling",...voting securities, by contract, or otherwise. (g) Employee. The term "employee" does not include a director, trustee, or officer. (h) Fiscal year. The...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1998 - 528 páginas
...governmental agency) the organization or creation of an incorporated or unincorporated person. (11) Control. The term "control" (including the terms "controlling",...ownership of voting securities, by contract, or otherwise. (12) Dealer. The term "dealer" means any person who engages either for all or part of his or her time,...
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