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" ... security" or any certificate of interest or participation in, temporary or interim certificate for, receipt for, guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing. "
Compilation of Securities Laws Within the Jurisdiction of the Committee on ... - Página 140
por United States, United States. Congress. House. Committee on Interstate and Foreign Commerce - 1978 - 307 páginas
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United States Reports: Cases Adjudged in the Supreme Court at ..., Volume 439

United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1980 - 1224 páginas
...collateral-trust certificate, preorganization certificate or subscription, transferable share, investment contract, voting-trust certificate, certificate of...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing." The definition of a "security" in § 3 (a) (10 of the Securities Exchange...
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Stock Exchange Practices: Hearings Before the Committee on Banking and ...

United States. Congress. Senate. Committee on Banking and Currency - 1933 - 594 páginas
...voting-trust certificate, certificate of interest in property tangible or intangible, or, in general, any instrument commonly known as a security, or any certificate...temporary or interim certificate for, receipt for, or warrant or right to subscribe to or purchase any of the foregoing. (13) The term "State" means any...
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Stock Exchange Regulation. Hearing ... on H.R. 8720 ... Feb. 14 - Mar. 24, 1934

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 páginas
...or subscription, transferable share, investment contract, votingtmst certificate, or in general, any instrument commonly known as a "security", or any...temporary or interim certificate for, receipt for, or warrant or right to subscribe to or purchase, any of the foregoing, but the term "security" as used...
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Stock Exchange Regulation: Hearing Before the Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 páginas
...subscription, transferable share, investment contract, votingtrust certificate, or in general, any instrument commonly known as a "security", or any...temporary or interim certificate for, receipt for, or warrant or right to subscribe to or purchase, any of the foregoing, but the term "security" as used...
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Stock Exchange Practices: Hearings Before the Committee on Banking and ...

United States. Congress. Senate. Committee on Banking and Currency - 1934 - 922 páginas
...certificate of interest in property tangible or intangible, or, in general, any instrument wmmonly known as a security, or any certificate of interest...temporary or interim certificate for, receipt for, or warrant or right to subscribe to or purchase any of the foregoing. (13) The term "State" means any...
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Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - 1968 - 374 páginas
...ral-trust certificate, preorganization certificate or subscription, transferable share, investment contract, voting-trust certificate, certificate of...as a ' security , or any certificate of interest or trticipation in, temporary or interim certificate for, receipt for, guarantee of, or warrant or right...
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Crime, Kidnaping and Prison Laws...

United States - 1935 - 294 páginas
...assigning any right, title, or interest in or to goods, wares, and merchandise, or, in general, any instrument commonly known as a " security ", or any...temporary or interim certificate for, receipt for, warrant, or right to subscribe to or purchase any of the foregoing, or any forged, counterfeited, or...
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Public Utility Holding Company Act of 1935: Hearings Before the Committee on ...

United States. Congress. Senate. Committee on Interstate Commerce - 1935 - 1298 páginas
...certificate, certificate of deposit for a security, receiver's or trustee's certificate, or in general any instrument commonly known as a " security " ; or any...temporary or Interim certificate for, receipt for, guaranty of or warrant or right to subscribe to or purchase, any of the foregoing ; (17) "voting security"...
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Laws of the State of New York, Volume 1

New York (State) - 1936 - 1416 páginas
...assigning any right, title, or interest in or to goods, wares, and merchandise, or, in general, any instrument commonly known as a "security", or any...temporary or interim certificate for, receipt for, warrant, or right to subscribe to or purchase any of Time for delivery. the foregoing, is presented...
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To Amend the Securities Act of 1933: Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...collateral-trust certificate, preorganization certificate or subscription, transferable share, investment contract, voting-trust certificate, certificate of...temporary or interim certificate for, receipt for, guaranty of, or warrant or right to subscribe to or purchase any of the foregoing. (3) The term "issuer",...
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