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" ... (1) to make use of any means or instruments of transportation or communication in interstate commerce or of the mails to sell such security through the use or medium of any prospectus or otherwise; or (2) to carry or cause to be carried through the... "
Compilation of Securities Laws Within the Jurisdiction of the Committee on ... - Página 100
por United States, United States. Congress. House. Committee on Interstate and Foreign Commerce - 1978 - 307 páginas
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Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - 1968 - 374 páginas
...purpose of sale or for delivery after sale, t "(b) It shall be unlawful for any person, directly/or indirectly — "(1) to make use of any means or instruments...communication in interstate commerce or of the mails to 68 stat. 684. carry or transmit any prospectus relating to any security with 68 stat. 685. respect...
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Regulation of Sale of Securities: Hearing[s] Before a Subcommittee of the ...

United States. Congress. Senate. Committee on Banking and Currency, United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities and Exchange - 1937 - 300 páginas
...INTERSTATE COMMERCE AND THE MAILS SBC. 4. (a) Subject to the provisions of section 3, unless a security has been or is to be issued under an indenture as...communication in interstate commerce or of the mails to sell such security through the use or medium of any prospectus or otherwise; or (2) to carry or cause...
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Legislative Calendar, Volume 53,Parte 2

United States. Congress. Senate. Committee on Finance - 1939 - 1104 páginas
...under an indenture and an application for qualification is effective as to such indenture, it shall be unlawful for any person, directly or indirectly —...communication in interstate commerce or of the mails to sell such security through the use or medium of any prospectus or otherwise; or "(2) to carry or cause...
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To Amend the Securities Act of 1933. Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...enactment of this section, it shall be unlawful for any protective committee, directly or indirectly, to make use of any means or instruments of transportation...communication in interstate commerce or of the mails in order to solicit a protective committee agreement or any amendment thereto, or in order to solicit...
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Conservator in Bankruptcy: Hearing Before the Committee on the Judiciary ...

United States. Congress. House. Committee on the Judiciary - 1937 - 226 páginas
...enactment of this section, it shall be unlawful for any protective committee, directly or indirectly, to make use of any means or instruments of transportation...communication in interstate commerce or of the mails in order to solicit a protective committee agreement or any amendment thereto, or in order to solicit...
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To Amend the Securities Act of 1933: Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...enactment of this section, it shall be unlawful for any protective committee, directly or indirectly, to make use of any means or instruments of transportation...communication in interstate commerce or of the mails in order to solicit a protective committee agreement or any amendment thereto, or in order to solicit...
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Trust Indentures. Hearings Before a Subcommittee ... on H.R. 10292 ... April ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 98 páginas
...INTERSTATE COMMERCE AND THE MAILS SEC. 4 (a) Subject to the provisions of section 3, unless a security has been or is to be issued under an indenture as...communication in interstate commerce or of the mails to sell such security through the use or medium of any prospectus or otherwise; or (2) to carry or cause...
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Trust Indentures: Hearings Before a Subcommittee of the Committee on ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 106 páginas
...INTERSTATE COMMERCE AND THE MAILS SEC. 4 (a) Subject to the provisions of section 3, unless a security has been or is to be issued under an indenture as...communication in interstate commerce or of the mails to sell such security through the use or medium of any prospectus or otherwise; or (2) to carry or cause...
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Decisions and Reports

United States. Securities and Exchange Commission - 1957 - 1194 páginas
...Securities Act provides: "Unless a registration statement is in effect as to a security, it shall be unlawful for any person, directly or indirectly —...communication in interstate commerce or of the mails to sell or offer to buy such security through the use or medium of any prospectus or otherwise; or "(2)...
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Decisions and Reports

United States. Securities and Exchange Commission - 1956 - 1106 páginas
..."Section 6 (a) provides: "(a) Unless a registration statement is in effect as to a security, it shall be unlawful for any person, directly or indirectly —...or communication In interstate commerce or of the malls to sell or offer to buy such security through the use or medium of any prospectus or otherwise;...
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