Amending the Bank Holding Company Act with Respect to Registered Investment Companies: Hearings Before the Subcommittee on Domestic Finance of ... , 89-1 on H.R. 7372 ... , June 2, 3, 22, 23, and July 13, 19651965 - 375 páginas |
Palavras e frases frequentes
acquired acquisition affiliated persons amendment amount ANNUNZIO application assets BALDERSTON Bank & Trust bank holding company Bank of Washington Bankers banking group bill branch banking capital CHAIRMAN COHEN committee Common Stock Corporation CULVER December 31 deposits divestment dividends enactment Equity Corp Exchange Commission exemption Federal Reserve Board Federal Reserve System Federal Services filed Financial General Corp Financial General's financial statements George Olmsted GETTYS HANNA Harrisonburg hearings Holding Company Act HORTON income industrial insurance companies interest International Bank International Trust Co Investment Company Act investors LAZERUS Liberia loan ment MINICHIELLO MINISH National Bank nonbanking Officers Finance OFFUTT operations outstanding voting securities ownership pany Patman Preferred Stock president prohibits provisions purchase question record referred registered investment company regulation Securities and Exchange shareholders shares of common stockholders subsidiary takeout letter TODD transactions Trust Company WELTNER WHITE Whitfield WIDNALL WRIGHT PATMAN
Passagens conhecidas
Página 80 - ... company is the issuer or who is an officer, director, member of an advisory board, investment adviser, or affiliated person of an investment adviser of such a company shall in...
Página 108 - States shall have jurisdiction of violations of this title or the rules, regulations, or orders thereunder, and, concurrently with State and Territorial courts, of all suits in equity and actions at law brought to enforce any liability or duty created by, or to enjoin any violation of, this title or the rules, regulations, or orders thereunder.
Página 22 - March 15, 1940, any registered investment company shall have had a majority of its directors consisting of persons who are directors, officers, or employees of any one bank, such...
Página 108 - ... whether or not the effect of such acquisition or merger or consolidation would be to expand the size or extent of the bank holding company system involved beyond limits consistent with adequate and sound banking, the public interest, and the preservation of competition in the field of banking.
Página 109 - Secretary thereupon shall file in the court the record of the proceedings on which he based his action, as provided in section 2112 of title 28, United States Code. Upon the filing of such petition, the court shall have jurisdiction to affirm the action of the Secretary or to set it aside, in whole or in part, temporarily or permanently, but until the filing of the record, the Secretary may modify or set aside his order.
Página 327 - ... (2) Banking property. Subsection (b) shall not apply to a distribution if, in connection with such distribution, the distributing corporation retains, or transfers after May 15, 1955, to any corporation, property (other than property...
Página 22 - ... except a security received as a dividend or as a result of a plan of reorganization of any company (other than a plan devised for the purpose of evading the foregoing provisions).
Página 9 - ... (2) knowingly to purchase from such registered company, or from any company controlled by such registered company, any security or other property (except securities of which the seller is the issuer) ; or...
Página 106 - Act; (2) for any bank holding company to acquire direct or indirect ownership or control of any voting shares of any bank if, after such acquisition, such company will directly or indirectly own or control more than 5 per centum of the voting shares of such bank...
Página 307 - common trust fund" means a fund maintained by a bank (as defined in section 104) — (1) exclusively for the collective investment and reinvestment of moneys contributed thereto by the bank in its capacity as a trustee, executor, administrator, or guardian...