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" ... any interest or participation in a single or collective trust fund maintained by a bank or in a separate account maintained by an insurance company which interest or participation is issued in connection with (A... "
Investment Company Amendments Act of 1969, Hearings Before ..., 91-1 on S.34 ... - Página 330
por United States. Congress. Senate. Banking and Currency Committee - 1969 - 428 páginas
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United States Reports: Cases Adjudged in the Supreme Court at ..., Volume 439

United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1980 - 1224 páginas
...maintained by a bank . . . which interest or participation is issued in connection with ... a stock bonus, pension, or profit-sharing plan which meets the requirements for qualification under section 401 of title 26, ..." § 3 (a) (2) of the Securities Act, as amended, 84 Stat. 1434, 1498, 15 USC I 77c (a)...
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Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - 1973 - 400 páginas
...an insurance company which interest or participation is issued in connection with (A) a stock bonus, pension, or profit-sharing plan which meets the requirements...qualification under section 401 of the Internal Revenue Code of 1954, or (B) an annuity plan which meets the requirements for the deduction of the employer's...
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The Code of Federal Regulations of the United States of America

2004 - 774 páginas
...employer and its employees. (b) Any interest or participation . issued to a participant in either a pension or profit-sharing plan which meets the requirements...qualification under section 401 of the Internal Revenue Code of 1954 or an annuity plan which meets the requirements for the deduction of the employer's contribution...
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Code of Federal Regulations: Containing a Codification of Documents of ...

2000 - 714 páginas
...the employer and its employees. (b) Any interest or participation issued to a participant in either a pension or profit-sharing plan which meets the requirements...qualification under section 401 of the Internal Revenue Code of 1954 or an annuity plan which meets the requirements for the deduction of the employer's contribution...
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The Code of Federal Regulations of the United States of America

1997 - 734 páginas
...the employer and its employees. (b) Any interest or participation issued to a participant in either a pension or profit-sharing plan which meets the requirements...qualification under section 401 of the Internal Revenue Code of 1954 or an annuity plan which meets the requirements for the deduction of the employer's contribution...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1988 - 800 páginas
...variable annuity contract participating in such account which (1) is purchased in connection with a plan which meets the requirements for qualification under section 401 of the Internal Revenue Code of 1954, as amended (Code), or the requirements for deduction of the employer's contributions...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1998 - 784 páginas
...within the meaning of section 40l(c)(l) of the Internal Revenue Code of 1954, and Is either: (1) A ; } 330.497 Filing of investment company prospectuses—number of coplee. (a) such Code, or (11) an annuity plan which meets the requirements for the deduc-tion of the employer's...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1996 - 888 páginas
...variable annuity contract participating in such account which (1) is purchased in connection with a plan which meets the requirements for qualification under section 401 of the Internal Revenue Code of 1954, as amended (Code), or the requirements for deduction of th< ployer's contributions under...
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The Code of Federal Regulations of the United States of America

1992 - 694 páginas
...within the meaning of section 401(c)(l) of the Internal Revenue Code of 1954, and is either: (i) A pension or profit-sharing plan which meets the requirements for qualification under section 401 of such Code, or (ii) an annuity plan which meets the requirements for the deduction of the employer's...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1987 - 530 páginas
...within the meaning of section 401(c)(l) of the Internal Revenue Code of 1954, and is either: (i) A pension or profit-sharing plan which meets the requirements for qualification under section 401 of such Code, or (ii) an annuity plan which meets the requirements for the deduction of the employer's...
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