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" broker" is a person lawfully engaged in the business of effecting transactions in securities for the account of others. "
Investigation of Conglomerate Corporations: Hearings Before Antitrust ... - Página 499
por United States. Congress. House. Committee on the Judiciary. Subcommittee No. 5 - 1970
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Meat Packer: Hearings Before the Committee on Agriculture, House of ...

United States. Congress. House. Committee on Agriculture - 1921 - 568 páginas
...strike out bines 22, 23, and 34, and lines 1 and 2 on page 12, and insert in lieu thereof the following: "The term 'dealer' means any person engaged in the business of buying or selling in commerce live stock at a stockyard, either on his own account or as the employee or agent...
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Hearings Before the Committee on Agriculture, House of Representatives ...

United States. Congress. House. Committee on Agriculture - 1921 - 556 páginas
...strike out lines 22, 23, and 34, and lines 1 and 2 on page 12, and insert in lieu thereof the following: "The term 'dealer' means any person engaged in the business of buying or selling in commerce live stock at a stockyard, either on his own account or as the employee or agent...
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Warehouse Act Amendments - Perishable Agricultural Commodities - Crop ...

United States. Congress. House. Committee on Agriculture - 1929 - 126 páginas
...any perishable agricultural commodity for sale, on commission, or for or on behalf of another. (6) The term "dealer" means any person engaged in the business of buying or selling, other than at retail, any perishable agricultural commodity in interstate or foreign commerce:...
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Warehouse Act Amendments-- Perishable Agricultural Commodities-- Crop ...

United States. Congress. House. Committee on Agriculture - 1929 - 110 páginas
...any perishable agricultural commodity for sale, on commission, or for or on behalf of another. (6) The term "dealer" means any person engaged in the business of buying or selling, other than at retail, any perishable agricultural commodity in interstate or foreign commerce...
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Circular, Edições 175-191

New Jersey. Dept. of Agriculture - 1930 - 714 páginas
...receiving any perishable agricultural commodity for sale on commission on behalf of the grower thereof. The term "dealer" means any person engaged in the business of buying any perishable agricultural commodity from the grower thereof for the purpose of shipping or for sale,...
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Perishable Agricultural Commodities, Hearing Before ..., 71-2 on H.R. 5663 ...

United States. Congress. House. Committee on Agriculture - 1930 - 120 páginas
...any perishable agricultural commodity for sale, on commission, or for or on behalf of another. (6) The term "dealer" means any person engaged in the business of buying or selling, other than at retail, any perishable agricultural commodity in interstate or foreign commerce...
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Stock Exchange Practices: Hearings Before the Committee on Banking and ...

United States. Congress. Senate. Committee on Banking and Currency - 1933 - 1262 páginas
...securities for his own account, but within the normal interpretation of that language he is not engaged in the business of buying and selling securities for his own account. Senator KEAN. Suppose that is the only business he has? Suppose he is a retired man? Mr. CORCORAN....
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Stock Exchange Regulation: Hearing Before the Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 páginas
...for any member of a national securities exchange to act as a dealer in securities. Under section 3, any person engaged in the business of buying and selling securities for his own account is a dealer. As the sole business done by the odd-lot dealer firms is to buy and sell securities for...
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Stock Exchange Regulation: Hearing Before the Committee...seventy-third ...

United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 páginas
...for any member of a national securities exchange to act as a dealer in securities. Under section 3, any person engaged in the business of buying and selling securities for his own account is a dealer. As the sole business done by the odd-lot dealer firms is to buy and sell securities for...
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Stock Exchange Regulation. Hearing ... on H.R. 8720 ... Feb. 14 - Mar. 24, 1934

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 páginas
...for any member of a national securities exchange to act as a dealer in securities. Under section 3, any person engaged in the business of buying and selling securities for liis own account is a dealer. As the sole business done by the odd-lot dealer firms is to buy and sell...
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