Investigation of Conglomerate Corporations: Hearings Before Antitrust Subcommittee (Subcommittee No. 5) of the Committee on the Judiciary, House of Representatives, Ninety-first Congress ...U.S. Government Printing Office, 1970 |
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Página 13
... principal stockholders of your company , who are listed as Eugene V. Klein , Irving H. Levin , and Sam Schulman . Com- bined they have 14 percent of the outstanding stock , is that correct ? Mr. KLEIN . I believe those figures are ...
... principal stockholders of your company , who are listed as Eugene V. Klein , Irving H. Levin , and Sam Schulman . Com- bined they have 14 percent of the outstanding stock , is that correct ? Mr. KLEIN . I believe those figures are ...
Página 20
... principal amount five percent subordinated debenture of National General , plus a 10 - year warrant exercisable at a price of $ 15 ; is that right ? Mr. KLEIN . That is right . Mr. HARKINS . National General acquired 95 percent of the ...
... principal amount five percent subordinated debenture of National General , plus a 10 - year warrant exercisable at a price of $ 15 ; is that right ? Mr. KLEIN . That is right . Mr. HARKINS . National General acquired 95 percent of the ...
Página 40
... principal stockholder , or your colleagues as principal stockholders , have in inherent right to shave off that sur- plus surplus and use it for your own purposes ? Mr. KLEIN . Yes , sir . The CHAIRMAN . Isn't an insurance company ...
... principal stockholder , or your colleagues as principal stockholders , have in inherent right to shave off that sur- plus surplus and use it for your own purposes ? Mr. KLEIN . Yes , sir . The CHAIRMAN . Isn't an insurance company ...
Página 70
... principal amount of $ 45 with interest at the annual rate of 4 % payable semiannually , due 1993 , convertible at $ 63 ( for one share of the common stock $ 1 par value of National ) , callable after July 1 , 1971 commencing at a ...
... principal amount of $ 45 with interest at the annual rate of 4 % payable semiannually , due 1993 , convertible at $ 63 ( for one share of the common stock $ 1 par value of National ) , callable after July 1 , 1971 commencing at a ...
Página 71
... principal amount of a new 4 - percent con- vertible subordinated sinking fund debenture and a new 10 - year war- rant to purchase one share . So it then became a $ 50 debenture and a one share warrant - you will see this on the second ...
... principal amount of a new 4 - percent con- vertible subordinated sinking fund debenture and a new 10 - year war- rant to purchase one share . So it then became a $ 50 debenture and a one share warrant - you will see this on the second ...
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Palavras e frases frequentes
acquired acquisition aggregate agreement Alan American Holding Corporation American Insurance Company approximately assets Bank BAUTZER Berlind & Weill Board of Directors California Carter cash Chairman Columbia Savings common shares Corporation Common Stock Dealer Managers Debentures defendants dividend document earnings effective Emanuel Celler Exchange Offer February 28 Federal income tax filed financial statements FINELL funds GAHC GAIC Grosset & Dunlap Guarantee Stock HARKINS holders holding company Holding Corporation Common interest investment January January 14 July June June 11 KLEIN LIPTON Loan Association loss merger million National General Corporation National's non-insurance options outstanding shares payment percent plaintiff policyholders principal amount prior Prospectus pursuant Registration Statement regulation reserves savings accounts Savings and Loan September September 26 shareholders shares of Common shares of Holding stockholders subsidiaries surplus tender offer Theater operation transaction Vice President vote Warrants Weill & Levitt York Stock Exchange
Passagens conhecidas
Página 506 - System, notwithstanding that such rule or regulation may, after such act or omission, be amended or rescinded or be determined by judicial or other authority to be invalid for any reason.
Página 500 - When used in this title, unless the context otherwise requires — (1) the term "security" means any note, stock, treasury stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable share, investment contract, voting-trust certificate, certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights, or, in...
Página 320 - These securities have not been approved or disapproved by the Securities and Exchange Commission nor has the Commission passed upon the accuracy or adequacy of this prospectus. Any representation to the contrary Is a criminal offense.
Página 500 - person" means an individual, a corporation, a partnership, an association, a joint-stock company, a trust, any unincorporated organization, or a government or political subdivision thereof. As used in this paragraph the term "trust...
Página 508 - It shall be unlawful for any broker or dealer, directly or indirectly, to make use of the mails or of any means or instrumentality of interstate commerce for the purpose of effecting on an exchange not within or subject to the jurisdiction of the United States, any transaction in any security the issuer of which is a resident of, or is organized under the laws of, or has its principal place of business in, a place within or subject to the jurisdiction of the United States...
Página 242 - ... under common control with, the person specified. (b) Control. The term "control" (including the terms "controlling", "controlled by" and "under common control with") means the possession, direct or indirect, of the power to direct or cause the direction of the management and policies of a person, whether through the ownership of voting securities, by contract...
Página 324 - Under regulations prescribed by the Commissioner with the approval of the Secretary, a person who regularly sells or otherwise disposes of personal property on the installment plan may return as income therefrom in any taxable year that proportion of the installment payments actually received in that year which the gross profit realized or to be realized when payment is completed, bears to the total contract price.
Página 499 - broker" is a person lawfully engaged in the business of effecting transactions in securities for the account of others.
Página 121 - This Agreement shall be binding upon and inure to the benefit of the parties hereto and their respective heirs, personal representatives, successors, and permitted assigns.
Página 501 - System shall, by such rules and regulations as it may deem necessary or appropriate in the public interest or for the protection of investors, exempt, either unconditionally or upon specified terms and conditions or for stated periods, from the operation of this subsection and the rules and regulations thereunder.