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" ... (2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading... "
Compilation of Securities Laws Within the Jurisdiction of the Committee on ... - Página 20
por United States - 1987
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Decisions and Reports, Volume 11

United States. Securities and Exchange Commission - 1945 - 1290 páginas
...thereunder.* • Section 17 (a) of the Securities Act provides : It shall be unlawful for any person in the sale of any securities by the use of any means or...or (2) to obtain money or property by means of any nntrue statement of a material fact or any omission to state a material fact necessary in order to...
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Decisions and Reports, Volume 30

United States. Securities and Exchange Commission - 1956 - 1016 páginas
...Section 17 (a) of the Securities Act of 1938 provides: "It shall be unlawful for any person in the sale of any securities by the use of any means or...by means of any untrue statement of a material fact or In outlining the activities giving rise to an alleged duty to make disclosures in its sales, the...
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Decisions and Reports, Volume 15

United States. Securities and Exchange Commission - 1949 - 1134 páginas
...thereunder.1 1 Section 17 (a) of the Securities Act provides: It shall be unlawful for any person in the sale of any securities by the use of any means or...property by means of any untrue statement of a material 15 SEC 34-8567 We instituted this proceeding to determine whether or not the alleged facts are true,...
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Decisions and Reports, Volume 27

United States. Securities and Exchange Commission - 1953 - 1110 páginas
...'Section 17 (a) of the Securities Act of 1933 provides: "It shall be unlawful for any person in the sale of any securities by the use of any means or...mails, directly or indirectly — "(1) to employ any device1, scheme, or artifice to defraud, or "(2) to obtain money or property by means of any untrue...
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Decisions and Reports, Volume 20

United States. Securities and Exchange Commission - 1952 - 920 páginas
...securities by the use of means or instruments of transportation or communication In interstate commerce o the use of the mails, directly or indirectly: (1)...or property by means of any untrue statement of a mat fact or any omission to state a material fact necessary ¡n order to make the states made, in the...
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Decisions and Reports, Volume 19

United States. Securities and Exchange Commission - 1951 - 862 páginas
...Section 17 (a) (2) of the Securities Act of 1933 provides: It shall be unlawful for any person in the sale of any securities by the use of any means or...or by the use of the mails, directly, or indirectly — ***** (2) to obtain money or property by means of any untrue statement of a material fact or any...
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Decisions and Reports, Volume 9

United States. Securities and Exchange Commission - 1943 - 1160 páginas
...Instruments of transportation or communiemtio» to Interstate CMBmerce or by the use of the malls, directly or Indirectly — (1) to employ any device,...money or property by means of any untrue statement of fact or any omission to state a material fact necessary In order t/j ouk» ments made, In the light...
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Decisions and Reports

United States. Securities and Exchange Commission - 1941 - 1690 páginas
...for delivery after sale. • Section 17 (a) (2) provides: It shall be unlawful for any person in the sale of any securities by the use of any means or...communication In Interstate commerce or by the use of the malls, directly or Indirectly — (2) to obtain money or property by means of any nn,true statement...
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Decisions and Reports, Volume 5

United States. Securities and Exchange Commission - 1941 - 1124 páginas
...or Instruments of transportation or communication In interstate commerce or by the use of the malls, directly or Indirectly — (1) to employ any device,...or (2) to obtain money or property by means of any nntrue statement of a material fact or any omission to state a material fact necessary In order to...
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Decisions and Reports, Volume 25

United States. Securities and Exchange Commission - 1953 - 828 páginas
...is carried out by two persons "Section 17 (a) provides: "It (ball be unlawful for any person In the sale of any securities by the use of any means or...or communication In Interstate commerce or by the DRB of the malls, directly or indirectly— "(1) to employ any device, scheme, or artifice to defraud,...
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