 President, summarily to suspend all trading on any national securities exchange for a period not exceeding ninety days. (b) The Commission is further authorized, if after making appropriate request in writing to a national securities exchange that such...  Securities Industry Study: Report - Página 144por United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities - 1973 - 240 páginasVisualização integral - Acerca deste livro
 | United States. Congress. Senate. Committee on Banking and Currency - 1933 - 594 páginas
...appropriate request in writing to a national securities exchange that such exchange effect on its own behalf specified changes in its rules and practices, and...such exchange has not made the changes so requested, to require such exchange to adopt and enforce such rales and regulations as fire necessary for the... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 páginas
...request in writing to a national securities exchange that such exchange should effect on its own behalf specified changes in its rules and practices, and...such exchange has not made the changes so requested, to require such exchange to adopt and enforce such rules and regulations as are necessary for the protection... | |
 | United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 páginas
...securities exchanpp that such exchange should effect on its own behalf specified changes in its rnlos and practices, and after appropriate notice and opportunity...determines that such exchange has not made the changes »> requested and that such changes are necessary for the protection of investor« or for the insuring... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 páginas
...securities exchange that such exchange should effect on its own behalf sjwcified changes in its rules und practices, and after appropriate notice and opportunity...Commission determines that such exchange has not made the chai, requested and that such changes are necessary for the protection of investors or for the insuring... | |
 | United States. Securities and Exchange Commission - 1937 - 934 páginas
...writing to a national securities exchange that such exchange effect on its own behalf specified chnngcH in its rules and practices, and after appropriate...has not made the changes so requested, and that such Chan?™ are necessary or appropriate for the protection of Investors or to Insure fair dealing in... | |
 | United States - 1938 - 48 páginas
...appropriate request in writing to a national securities exchange that such exchange effect on its own behalf specified changes in its rules and practices, and...so requested, and that such changes are necessary or appropriate for the protection of investors or to insure fair dealing in securities traded in upon... | |
 | United States - 1953 - 1692 páginas
...appropriate request in writing to a national securities exchange that such exchange effect on Its own behalf dX0 L Jk, y} W # ͈ ܌ f v| OXexrG yo 0F q 2 F 5 8 30 O a or appropriate for the protection of investors or to insure fair dealing in securities traded in upon... | |
 | United States - 1975 - 1706 páginas
...appropriate request in writing to a contract market that such contract market effect on its own behalf ecretary by delivering to him a copy of the complaint....ruling is not in accordance with law, it shall rem contract market has not made the changes so required, and that such changes are necessary or appropriate... | |
 | United States - 1983 - 1152 páginas
...appropriate request in writing to a contract market that such contract market effect on its own behalf specified changes in its rules and practices, and...opportunity for hearing, the Commission determines that such contract market has not made the changes so required, and that such changes are necessary or appropriate... | |
 | United States. Securities and Exchange Commission - 1944 - 1290 páginas
...appropriate request In writing to a national securities exchange that such exchange effect on Its own behalf specified changes In its rules and practices, and...opportunity for hearing, the Commission determines that euch exchange has not made the changes so requested, and that such changes are necessary or appropriate... | |
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