Investment Company Amendments Act of 1969: Hearings Before the Committee on Banking and Currency, United States Senate, Ninety-first Congress, First Session, on S. 34 and S. 296, Bills to Amend the Investment Company Act of 1940 and the Investment Advisers Act of 1940 to Define the Equitable Standards Governing Relationships Between Investment Companies and Their Investment Advisers and Principal Underwriters, and for Other Purposes, April 15, 17, and 18, 1969U.S. Government Printing Office, 1969 - 428 páginas |
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acquiring company action advisory contract advisory fee affiliated person amended to read American Bankers Association application approved assets AUGENBLICK bank bill board of directors centum CHAIRMAN collective investment funds committee compensation competition Congress contractual plan corporate court dealer effect employees exemption face-amount certificate face-amount certificate company fiduciary duty filed front-end load Glass-Steagall Act holders independent directors insurance company Internal Revenue Code investment adviser Investment Company Act Investment Company Institute issuer John Sparkman legislation LOEFFLER management fees mutual fund industry mutual fund shares NASD outstanding voting OWENS pany paragraph payments percent principal underwriter proposed provisions purchase pursuant read as follows reasonable registered company registered investment company regulation requirements respect rules sales charges sales load salesmen savings and loan Section 22(d Securities Act Securities Exchange Act security issued selling Senator MCINTYRE Senator PROXMIRE separate account shareholders statement subsection tion trust fund unaffiliated directors unit investment trust