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" Whenever it shall appear to the Commission that any person has engaged or is about to engage in any act or practice constituting a violation of any provision of this... "
Code of Federal Regulations: Containing a Codification of Documents of ... - Página 75
1998
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United States Reports: Cases Adjudged in the Supreme Court, Volume 456

United States. Supreme Court - 1984 - 1138 páginas
...affected because any person (other than a contract market, clearinghouse, or floor broker) has engaged in, is engaging or is about to engage in, any act or practice constituting a violation of any provision of this Act or any rule, regulation, or order of the Commission thereunder, the State may...
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Investment Trusts and Investment Companies, Hearings Before a Subcommittee ...

United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1180 páginas
...committed in so testifying. (e) Whenever it shall appear to the Commission that any person has engaged or is about to engage in any act or practice constituting a violation of any provision of this title, or of any rule, regulation, or order hereunder, it may in ita discretion bring...
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Investment Trusts and Investment Companies: Hearings Before a ..., Parte 3

United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities and Exchange - 1940 - 1190 páginas
...committed" in so testifying. (e) Whenever it shall appear to the Commission that any person has engaged or is about to engage in any act or practice constituting a violation of any provision of this title, or of any rule, regulation, or order hereunder, it may in its •discretion...
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Hearings, Reports and Prints of the Senate Committee on Banking ..., Partes 1-4

United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1174 páginas
...committed in so testifying. (e) Whenever it shall appear to the Commission that any person has engaged or is about to engage in any act or practice constituting a violation of any prorieion of this title, or of any rule, regulation, or order hcreuuder, it may in its discretion bring...
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Investment Trusts and Investment Companies: Hearings Before a Subcommittee ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1940 - 164 páginas
...committed in so testifying. (e) Whenever it shall appear to the Commission that any person has engaged or is about to engage in any act or practice constituting a violation of any provision of this title, or of any rule, regulation, or order hereunder, it may in its discretion bring...
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United States Code, Volume 2

United States - 1983 - 1152 páginas
...venue; process Whenever it shall appear to the Commission that any contract market or other person has engaged, is engaging, or is about to engage in...any act or practice constituting a violation of any provision of this chapter or any rule, regulation, or order thereunder, or is restraining trading in...
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United States Code

United States - 1975 - 1706 páginas
...venue; process. Whenever it shall appear to the Commission that any contract market or other person S T provision of this chapter or any rule, regulation, or order thereunder, or is restraining trading in...
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United States Code, Volume 1

United States - 1994 - 1380 páginas
...person (other than a contract market, clearinghouse, floor broker, or floor trader) has engaged in, D (.{ n` pOJ { Ə 5 7 `SqA ( ퟳ et QX~ 1 Y 쭷R u provision of this chapter or any rule, regulation, or order of the Commission thereunder, the State...
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United States Code, Volume 2

United States - 1953 - 1692 páginas
...committed in so testifying. (e) Whenever it shall appear to the Commission that any person has engaged - provision of this subchapter, or of any rule, regulation, or order hereunder, it may in its discretion...
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The Code of Federal Regulations of the United States of America

1987 - 484 páginas
...subject such persons to the criminal penalties provided in 18 USC 1001 (1970). §21H.43 Injunction«. Whenever it appears to the DOE that any firm has'...issued under this Part 218. the DOE may request the 10 CFI Ch. N (1-1-Í7 Edition) Attorney General to bring a civil action in the appropriate district...
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