...underwriting activities other than as limited thereby provided that the following conditions are met: (i) The subsidiary is a member in good standing of the...National Association of Securities Dealers ("NASD"); (ii) The subsidiary has been in continuous operation for the five year period preceding notice to the...

...underwriting activities other than as limited thereby provided that the following conditions are met: (i) The subsidiary is a member in good standing of the...National Association of Securities Dealers ("NASD"); (ii) The subsidiary has been in continuous operation for the five year period preceding notice to the...

...underwriting activities other than as limited thereby provided that the following conditions are met: (i) The subsidiary is a member in good standing of the...National Association of Securities Dealers ("NASD"); (ii) The subsidiary has been in continuous operation for the five year period preceding notice to the...

...general securities business. We are registered with the Securities and Exchange Commission, and we are a member in good standing of the National Association of Securities Dealers, the Boston Stock Exchange, the Midwest Stock Exchange, and the Pacific Coast Stock Exchange. ABD is...

...subsidiary may engage in underwriting other than that listed above if it meets the bona fide definition and the following conditions are met: (a) The subsidiary...of the National Association of Securities Dealers; 878 (b) The subsidiary has been in continuous operation for the five-year period preceding the notice...

...subsidiary may engage in underwriting other than that listed above if it meets the bona fide definition and the following conditions are met: (a) The subsidiary...of the National Association of Securities Dealers; (b) The subsidiary has been in continuous operation for the five-year period preceding the notice to...

...underwriting activities other than as limited thereby provided that the following conditions are met: (i) The subsidiary is a member in good standing of the National Association of Securities Oealers ("NASD"); (ii) The subsidiary has been in continuous operation for the five year period preceding...

...board of directors is composed of persons who are neither directors nor officers of the bank, and (8J conducts business pursuant to independent policies...felony or misdemeanor in connection with the purchase orsale of any security; (d) Neither the subsidiary nor any of its directors, officers, general partners,...

...through their subsidiaries that pose potential risks to which the bank otherwise would not be exposed. Glass-Steagall Act unless the subsidiary meets the...continuous operation for a five-year period preceding tile notice to the FDIC; (c) No director, officer, general partner, employee or 10 percent shareholder...