The Financial Services Competitiveness Act of 1995: Joint Hearings Before the Subcommittee on Telecommunications and Finance and the Subcommittee on Commerce, Trade, and Hazardous Materials of the Committee on Commerce, House of Representatives, One Hundred Fourth Congress, First Session, on H.R. 1062, June 6 and 8, 1995, Volume 4

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U.S. Government Printing Office, 1995 - 322 páginas
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Página 151 - The business of insurance, and every person engaged therein, shall be subject to the laws of the several States which relate to the regulation or taxation of such business.
Página 127 - A member, in the conduct of his business, shall observe high standards of commercial honor and just and equitable principles of trade.
Página 66 - Of which a majority of its directors, trustees, or other persons exercising similar functions are directors of any one member bank. (c) The term "holding company affiliate...
Página 65 - The subsidiary has been in continuous operation for a five-year period preceding the notice to the FDIC; (c) No director, officer, general partner, employee or 10 percent shareholder has been convicted within five years of any felony or misdemeanor in connection with the purchase...
Página 244 - ... prohibits an officer, director, or employee of any such company from serving at the same time as an officer, director, or employee of any member bank. (1951 Federal Reserve Bulletin 645; §218.101.) (d) For reasons similar to those stated by the US Supreme Court in Securities and Exchange Commission v. Variable Annuity Life Insurance Company of America, 359 US 65 (1959), the Board concluded that there is no meaningful basis for distinguishing a variable annuity interest from a mutual fund share...
Página 65 - The affiliate conducts business pursuant to independent policies and procedures designed to inform customers and prospective customers of the affiliate that the affiliate is a separate organization from the bank and that investments recommended, offered or sold by the affiliate are not bank deposits, are not insured by the FDIC, and are not guaranteed by the bank nor are otherwise obligations of the bank.
Página 67 - Islands, which both— (i) accepts demand deposits or deposits that the depositor may withdraw by check or similar means for payment to third parties or others; and (ii) is engaged in the business of making commercial loans. (2) EXCEPTIONS.— The term "bank...
Página 67 - Bank Holding Company Act of 1956". DEFINITIONS SEC. 2. [12 USC 1841] (a)(l) Except as provided in paragraph (5) of this subsection, "bank holding company" means any company which has control over any bank or over any company that is or becomes a bank holding company by virtue of this Act.
Página 243 - USC 1972) prevents consumers from being required to purchase other corporate products as a condition of obtaining a bank product. Such illegal "tie-ins" would subject violators to substantial damages.
Página 128 - Board of Governors of the Federal Reserve System, Federal Deposit Insurance Corporation, Office of the Comptroller of the Currency, and Office of Thrift Supervision, “Interagency Statement on Retail Sales of Nondeposit Investment Products

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