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" It shall be unlawful for any person, directly or indirectly, to make use of any means or instruments of transportation or communication in interstate commerce or of the mails... "
Conservator in Bankruptcy: Hearing Before the Committee on the Judiciary ... - Página 8
por United States. Congress. House. Committee on the Judiciary - 1937 - 208 páginas
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Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - 1968 - 374 páginas
...meets the requirements of subsection (a) of section 10. " (c) It shall be unlawful for any person, directly or indirectly, to make use of any means or instruments of transportation or communi15 USC 77h. 15 USC 77* , cation in interstate commerce or of the mails to offer to sell or offer...
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To Amend the Securities Act of 1933. Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...town, borough, tax district, improvement district, county, State, or other political subdivision; (3) to make use of any means or instruments of transportation...communication in interstate commerce or of the mails to act for or on behalf of the owners or holders of any bonds, notes, certificates of indebtedness,...
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Legislative Calendar, Volume 53,Parte 2

United States. Congress. Senate. Committee on Finance - 1939 - 1104 páginas
...effective as to such indenture, it shall be unlawful for any person, directly or indirectly — "(1) to make use of any means or instruments of transportation...communication in interstate commerce or of the mails to sell such security through the use or medium of any prospectus or otherwise; or "(2) to carry or...
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To Amend the Securities Act of 1933: Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...town, borough, tax district, improvement district, county, State, or other political subdivision; (3) to make use of any means or instruments of transportation...communication in interstate commerce or of the mails to act for or on behalf of the owners or holders of any bonds, notes, certificates of indebtedness,...
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Regulation of Sale of Securities: Hearing[s] Before a Subcommittee of the ...

United States. Congress. Senate. Committee on Banking and Currency, United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities and Exchange - 1937 - 300 páginas
...for qualification is effective, it shall be unlawful for any person, directly or indirectly — (1) to make use of any means or instruments of transportation...communication in interstate commerce or of the mails to sell such security through the use or medium of any prospectus or otherwise; or (2) to carry or...
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Trust Indentures: Hearings Before a Subcommittee of the Committee on ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 106 páginas
...qualification is effective, it shall be unlawful for any person, directly or indirectly — • (1) to make use of any means or instruments of transportation...communication in interstate commerce or of the mails to sell such security through the use or medium of any prospectus or otherwise; or (2) to carry or...
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Trust Indentures. Hearings Before a Subcommittee ... on H.R. 10292 ... April ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 98 páginas
...for qualification is effective, it shall be unlawful for any person, directly or indirectly — (1) to make use of any means or instruments of transportation...communication in interstate commerce or of the mails to sell such security through the use or medium of any prospectus or otherwise; or (2) to carry or...
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Decisions and Reports, Volume 27

United States. Securities and Exchange Commission - 1953 - 1110 páginas
...is in effect as to a security, it shall be unlawful for any person, directly or indirectly — "(1) to make use of any means or instruments of transportation...communication in interstate commerce or of the mails to sell or offer to buy such security through the us* or medium of any prospectus or otherwise: or...
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Decisions and Reports, Volume 25

United States. Securities and Exchange Commission - 1953 - 828 páginas
...is In effect as to a security, It shaU be unlawful for any person, directly or Indirectly — "(1) to make use of any means or instruments of transportation...or communication In interstate commerce or of the malls to sell or offer to buy such security through the use or medium of any prospectus or otherwise...
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Decisions and Reports

United States. Securities and Exchange Commission - 1941 - 1690 páginas
...is In effect as to a security, It shall be unlawful for any person, directly or Indirectly — (1) to make use of any means or Instruments of transportation...or communication In Interstate commerce or of the malls to sell or offer to buy such security through the use or medium of any prospectus or otherwise...
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