| United States - 1968 - 374 páginas
...meets the requirements of subsection (a) of section 10. " (c) It shall be unlawful for any person, directly or indirectly, to make use of any means or instruments of transportation or communi15 USC 77h. 15 USC 77* , cation in interstate commerce or of the mails to offer to sell or offer... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...town, borough, tax district, improvement district, county, State, or other political subdivision; (3) to make use of any means or instruments of transportation...communication in interstate commerce or of the mails to act for or on behalf of the owners or holders of any bonds, notes, certificates of indebtedness,... | |
| United States. Congress. Senate. Committee on Finance - 1939 - 1104 páginas
...effective as to such indenture, it shall be unlawful for any person, directly or indirectly — "(1) to make use of any means or instruments of transportation...communication in interstate commerce or of the mails to sell such security through the use or medium of any prospectus or otherwise; or "(2) to carry or... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...town, borough, tax district, improvement district, county, State, or other political subdivision; (3) to make use of any means or instruments of transportation...communication in interstate commerce or of the mails to act for or on behalf of the owners or holders of any bonds, notes, certificates of indebtedness,... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 106 páginas
...qualification is effective, it shall be unlawful for any person, directly or indirectly — • (1) to make use of any means or instruments of transportation...communication in interstate commerce or of the mails to sell such security through the use or medium of any prospectus or otherwise; or (2) to carry or... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 98 páginas
...for qualification is effective, it shall be unlawful for any person, directly or indirectly — (1) to make use of any means or instruments of transportation...communication in interstate commerce or of the mails to sell such security through the use or medium of any prospectus or otherwise; or (2) to carry or... | |
| United States. Securities and Exchange Commission - 1953 - 1110 páginas
...is in effect as to a security, it shall be unlawful for any person, directly or indirectly — "(1) to make use of any means or instruments of transportation...communication in interstate commerce or of the mails to sell or offer to buy such security through the us* or medium of any prospectus or otherwise: or... | |
| United States. Securities and Exchange Commission - 1953 - 828 páginas
...is In effect as to a security, It shaU be unlawful for any person, directly or Indirectly — "(1) to make use of any means or instruments of transportation...or communication In interstate commerce or of the malls to sell or offer to buy such security through the use or medium of any prospectus or otherwise... | |
| United States. Securities and Exchange Commission - 1941 - 1690 páginas
...is In effect as to a security, It shall be unlawful for any person, directly or Indirectly — (1) to make use of any means or Instruments of transportation...or communication In Interstate commerce or of the malls to sell or offer to buy such security through the use or medium of any prospectus or otherwise... | |
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