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" Commission under authority thereof, or any person who willfully, in a registration statement filed under this title, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the... "
Conservator in Bankruptcy: Hearing Before the Committee on the Judiciary ... - Página 10
por United States. Congress. House. Committee on the Judiciary - 1937 - 208 páginas
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Merchant Marine Act, 1935: Hearings Before the Committee on Commerce, United ...

United States. Congress. Senate. Committee on Commerce, United States. Congress. Senate. Committee on Commerce. Subcommittee on Surface Transportation - 1935 - 812 páginas
...an application for financial aid under this title or in any statement required to be filed therewith makes any untrue statement of a material fact or omits to state any material fact necessary to make the statements not misleading shall upon conviction be fined not more than $5,000...
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To Develop an American Merchant Marine: Hearings... on H.R. 7521, Mar. 19 ...

United States. Congress. House. Merchant Marine and Fisheries - 1935 - 1292 páginas
...application for financial aid under this title or in any statement required to be filed therewith, makes any untrue statement of a material fact or omits to state any material fact necessary to make the statements not misleading, shall upon conviction be fined not more than $5,000...
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To Develop an American Merchant Marine: Hearings Before the Committee on ...

United States. Congress. House. Committee on Merchant Marine and Fisheries - 1935 - 1266 páginas
...application for financial aid under this title or in any statement required to be filed therewith, makes any untrue statement of a material fact or omits to state any material fact necessary to make the statements not misleading, shall upon conviction be fined not more than $5,000...
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Report on the Study and Investigation of the Work, Activities ..., Volumes 6-8

United States. Securities and Exchange Commission - 1936 - 1320 páginas
...registration •Utement If the Commission finds that such statement "Includes any untrue statements of a material fact or omits to state any material fact required to be stated therein or necessary to make tbe statements therein not misleading.") On November 4 and 6 intensive amendments...
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Regulation of Sale Os Securities, Hearing Before a Subcommittee of ...,75-1 ...

United States. Congress. Senate. Banking and Currency Committee - 1937 - 244 páginas
...circumstances under which it was made false or misleading with respect to any material fact, or who shall omit to state any material fact required to be stated therein...make the statements therein not misleading, shall be liable to any person (not knowing that such statement was false or misleading or of such omission)...
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Legislative Calendar, Volume 53,Parte 2

United States. Congress. Senate. Committee on Finance - 1939 - 1104 páginas
...circumstances under which it was made false or misleading with respect to any material fact, or who shall omit to state any material fact required to be stated therein...make the statements therein not misleading, shall be liable to any person (not knowing that such statement was false or misleading or of such omission)...
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Regulation of Sale of Securities: Hearing[s] Before a Subcommittee of the ...

United States. Congress. Senate. Committee on Banking and Currency, United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities and Exchange - 1937 - 300 páginas
...Act and the rules and regulations thereunder; (2) the application includes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading; (3) any person designated as trustee under...
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To Amend the Securities Act of 1933: Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...finds that — (1) Such declaration or the prospectus filed therewith includes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading; (2) Any fact exists, a finding as to the...
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To Amend the Securities Act of 1933. Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...and regulations thereunder; (2) That the declaration or prospectus includes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading; (3) That the declarant or, if declarant...
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Trust Indentures. Hearings Before a Subcommittee ... on H.R. 10292 ... April ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 98 páginas
...Act and the rules and regulations thereunder; (2) the application includes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading; (3) any person designated as trustee under...
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