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" The Securities Act of 1933, the Securities Exchange Act of 1934, and the Public Utility Holding Company Act of 1935 were all based in part on the postal power. "
Independent Offices Appropriation Bill for 1938: Hearings Before the ... - Página 258
por United States. Congress. House. Committee on Appropriations - 1937 - 1100 páginas
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To Amend the Securities Act of 1933. Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...aggressive action — action as constructive and as progressive as that which produced the Securities Act of 1933, the Securities Exchange Act of 1934, and the Public Utility Holding Company Act of 1935. There is such a national investor interest and stake in these reorganizations that mild or temporizing...
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To Amend the Securities Act of 1933: Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...aggressive action — action as constructive and as progressive as that which produced the Securities Act of 1933, the Securities Exchange Act of 1934, and the Public Utility Holding Company Act of 1935. There is such a national investor interest and stake in these reorganizations that mild or temporizing...
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Independent Offices Appropriation Bill for 1939: Hearings Before the ...

United States. Congress. House. Committee on Appropriations - 1937 - 1490 páginas
...dealers, and the general public with respect to interpretations and requirements of the Securities Act of 1933, the Securities Exchange Act of 1934, and the Public Utility Holding Company Act of 1935, and rules and regulations promulgated pursuant thereto; and cooperate with the chambers of commerce,...
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Trust Indentures: Hearings Before a Subcommittee of the Committee on ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1939 - 332 páginas
...where investors have suffered loss on an issue subsequent to the enactment of the Securities Act of 1933, the Securities Exchange Act of 1934, and the Public Utility Holding Company Act of 1935. If there are such instances, they should be brought to light with definite proof that the loss...
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Investigation of Concentration of Economic Power: Monograph No. 1 ..., Edição 29

United States. Temporary National Economic Committee - 1940 - 1604 páginas
...1. SOURCES OP INFORMATION The registration statements and annual reports filed under the iecurities Exchange Act of 1934 and the Public Utility Holding Company Act of 1935 constituted the major sources of information in total assets utilized in the selection of companies....
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Proposed Amendments to the Securities Act of 1933 and to the Securities ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 1720 páginas
...1933 act, nevertheless they are exactly the same as those passed by Congress in the Securities and Exchange Act of 1934 and the Public Utility Holding Company Act of 1935 which were designed primarily to protect investors against the same kind of danger. But this is...
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Proposed Amendments to the Securities Act of 1933 and to the ..., Volume 3

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 348 páginas
...1933 act, nevertheless they are exactly the same as those passed by Congress in the Securities and Exchange Act of 1934 and the Public Utility Holding; Company Act of 1935 which were designed primarily to protect investors against the same kind of danger. But this is...
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Independent Offices Appropriation Bill for 1944: Hearings Before the ...

United States. Congress. House. Committee on Appropriations - 1943 - 1322 páginas
...we adopted regulations providing for the elimination of duplication by the annual reports under the Securities Exchange Act of 1934 and the Public Utility Holding Company Act of 1935 and we adopted two annual report forms and several new rules relating to registration and reporting...
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Independent Offices Appropriation Bill for 1947: Hearings Before the ...

United States. Congress. House. Committee on Appropriations, United States. Congress. House. Committee on Appropriations. Subcommittee on Independent Offices - 1946 - 1224 páginas
...the Trust Indenture Act of 1930, Investment Company Act of 1940, and under certain sections of the Securities Exchange Act of 1934, and the Public Utility Holding Company Act of 1935. The staff of that division also supervises and coordinates the work of the Commission under chapter...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1997 - 714 páginas
...under the Securities Act of 1933 and the Trust Indenture Act of 1939, and certain filings under the Securities Exchange Act of 1934 and the Public Utility Holding Company Act of 1935 are routed to the Division of Corporation Finance, which passes initially on the adequacy of disclosure...
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