| United States - 1968 - 374 páginas
...any renewal thereof the maturity of which is likewise mited. (11) The term " equity security " means any stock or similar security; or any security convertible,...warrant or right ; or any other security which the Commission shall deem to be of similar nature and consider necessary or appropriate, by such rules... | |
| United States - 1938 - 48 páginas
...any renewal thereof the maturity of which is likewise limited. (11) The term "equity security" means any stock or similar security: or any security convertible,...warrant or right ; or any other security which the Commission shall deem to be of similar nature and consider necessary or appropriate, by such rules... | |
| United States. Congress. House. Temporary National Economic Committee - 1940 - 1610 páginas
...whether an officer (giving title of office) or director or both. > The term "equity security" means any stock or similar security: or any security convertible...or purchase such a security; or any such warrant or rieht. INSTRUCTIONS FOR FILING FORM С 1. Filing where no equity secxirity is owned. — If an officer... | |
| United States - 1953 - 1692 páginas
...any renewal thereof the maturity of which is likewise limited. (11) The term "equity security" means hapter, to prescribe the form or forms in which information...details to be shown in balance sheets, profit and loss Commission shall deem to be of similar nature and consider necessary or appropriate, by such rules... | |
| 1970 - 536 páginas
...Exchange Act; the registration requirements of that section apply only to an "equity § 335.46 § 335.47 security". The term "equity security" is defined by...warrant or right; or any other security which the Corporation shall deem to be of similar nature and consider necessary or appropriate, by such rules... | |
| 1969 - 1140 páginas
...section apply only to an "equity security". The term "equity security" is defined by Section 3(a)(ll) of the Act to mean "any stock or similar security;...warrant or right; or any other security which the Corporation shall deem to be of similar nature and consider necessary or appropriate, by such rules... | |
| 1972 - 688 páginas
...section apply only to an "equity security". The term "equity security" Is defined by section 3 (a) (11) of the Act to mean "any stock or similar security;...purchase such a security; or any such warrant or right; op any other security which the Corporation shall deem to be of similar nature and consider necessary... | |
| 1978 - 1130 páginas
...not include a director, trustee, or officer. (i) Equity security. The term "equity security" means any stock or similar security; or any security convertible,...purchase such a security; or any such warrant or right. (j) Fiscal year. The term "fiscal year" means the annual accounting period or, if no closing date has... | |
| 2002 - 748 páginas
...there has been no significant revenue therefrom. (i) Equity security. The term equity security means any stock or similar security; or any security convertible,...purchase such a security; or any such warrant or right. (j) Fifty-percent-owned person. The term 50-percent-owned person, in relation to a specified person,... | |
| 2004 - 774 páginas
...in a joint venture, or certificate of interest in a business trust; any security future on any such security; or any security convertible, with or without...such a security; or any such warrant or right; or any put, call, straddle, or other option or privilege of buying such a security from or selling such a... | |
| |