Banks can serve as investment advisers to mutual funds without registering under the Investment Advisers Act of 1940. As a result of this loophole, shareholders in mutual funds advised by banks, unlike their counterparts in other mutual funds, do not... H.R. 1062, the Financial Services Competitiveness Act of 1995, Glass ... - Página 131 por United States. Congress. House. Committee on Banking and Financial Services - 1995 Visualização integral -
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