 When used in this title, unless the context otherwise requires — (1) the term "security" means any note, stock, treasury stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in any profit-sharing agreement, collateral-trust...  Investment Advisers Act of 1940, as in Effect July 1, 1974 - Página 3por United States. Securities and Exchange Commission - 1974 - 21 páginasVisualização integral - Acerca deste livro
 | United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1980 - 1224 páginas
...issues. 7 Section 2(1) of the Securities Act, as amended, 15 U. 8. C. § 77b (1), defines a "security" as "any note, stock, treasury stock, bond, debenture,...profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable share, investment contract, voting-trust... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1933 - 594 páginas
...terms "sale" and "sell" shall include any contract to sell or •otherwise dispose of. (12) The term "security" means any note, stock, treasury stock,...profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable share, voting-trust certificate, certificate... | |
 | United States. Congress. Senate. Banking and Currency Committee - 1933 - 366 páginas
...following respective meanings: (a) "Security" shall include any note, stock, treasury stock, "blank" stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in a profit-sharing agreement, or right to subscribe to any of the foregoing, certificate of interest... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1933 - 264 páginas
...following respective meanings: (a) "Security" shall include any note, stock, Treasury stock, "blank" stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in a profit-sharing agreement, or right to subscribe to any of the foregoing, certificate of interest... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1933 - 260 páginas
...following respective meanings: 1 (a) "Security" shall include any note, stock. Treasury stock, "blank" stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in a profit-sharing agreement, or right to subscribe to any of the foregoing, certificate of interest... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1933 - 376 páginas
...following respective meanings: (a) "Security" shall include any note, stock, treasury stock, "blank" stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in a profit-sharing agreement, or right to subscribe to any of the foregoing, certificate of interest... | |
 | United States - 1935 - 294 páginas
...check, draft, warrant, traveler's check, letter of credit, warehouse receipt, negotiable bill of lading, evidence of indebtedness, certificate of interest...profitsharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable share, investment contract, voting-trust... | |
 | New York (State) - 1936 - 1416 páginas
...warrant, traveler's check, letter of credit, money order, warehouse receipt, negotiable bill of lading, evidence of indebtedness, certificate of interest...profit-sharing agreement, collateraltrust certificate, preorganization certificate or subscription, transferable share, investment contract, voting-trust... | |
 | United States - 1962 - 810 páginas
...legal adoption,; "minor" means a person who has not attained the age of 21 years. "security" includes any note, stock, treasury stock, bond, debenture,...indebtedness, certificate of interest or participation in an oil. gas or mining title or lease or in payments out of production under such a title or lease,... | |
 | United States. Securities and Exchange Commission - 1941 - 1690 páginas
...securities within the meaning of Section 2 (1) of the Securities Act Section 2 (1) provides: The term "security" means any note, stock, treasury stock,...profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable share, investment contract, voting trust... | |
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