Compilation of Securities Laws Within the Jurisdiction of the Committee on Commerce: Including Securities Act of 1933, Securities Exchange Act of 1934 ..., Volume 4 |
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Outras edições - Ver tudo
Compilation of Securities Laws Within the Jurisdiction of the Committee on ... United States Visualização integral - 1999 |
Compilation of Securities Laws Within the Jurisdiction of the ..., Volume 4 United States Visualização integral - 1995 |
Compilation of Securities Laws Within the Jurisdiction of the ..., Volume 4 United States Visualização integral - 1997 |
Palavras e frases frequentes
accordance action agent amount application appropriate regulatory agency associated authority bank become Board broker or dealer clearing agency Commission concerning connection contained contract court deemed determines directors effect engaged exempt Federal fees filed finds foreign government securities broker government securities dealer hearing holders holding company impose indenture Insurance interstate commerce investment company issued issuer laws limited material means ment municipal securities dealer national securities exchange natural necessary or appropriate notice offer officer operations organization otherwise paragraph participation party period permit person plaintiff practices prescribe prior procedures proceedings proposed protection of investors provisions public interest purchase pursuant reasonable records registered relating request respect rule or regulation rules and regulations self-regulatory sion specified statement subparagraph subsection subsidiary term thereof thereunder tion trading transaction transfer trustee United unless utility violation
Passagens conhecidas
Página 3 - ... security", or any certificate of interest or participation in, temporary or interim certificate for, receipt for, guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing.
Página 19 - If either party shall apply to the court for leave to adduce additional evidence and shall show to the satisfaction of the court that such additional evidence is material and that there were reasonable grounds for...
Página 94 - It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange...
Página 659 - Whoever, having devised or intending to devise any scheme or artifice to defraud, or for obtaining money or property by means of false or fraudulent pretenses, representations, or promises...
Página 5 - commerce' means trade, traffic, commerce, transportation, or communication among the several States, or between the District of Columbia or any Territory of the United States and any State or other Territory, or between any foreign country and any State, Territory, or the District of Columbia, or within the District of Columbia or any Territory, or between points in the same State but through any other State or any Territory or the District of Columbia or any foreign country. "(7) The term 'affecting...
Página 136 - Commission with respect to registration, any statement which was at the time and in the light of the circumstances under which it was made false or misleading with respect to any material fact...
Página 710 - Exemption shall not be denied any such corporation because it has capital stock, if the dividend rate of such stock is fixed at not to exceed the legal rate of interest in the State of incorporation or 8...
Página 667 - States, and such guaranty shall be expressed on the face thereof, and such bonds shall be lawful investments, and may be accepted as security for all fiduciary, trust, and public funds, the investment or deposit of which shall be under the authority or control of the United States or any officer or officers thereof.
Página 209 - Territory or other place subject to the jurisdiction of the United States, to enjoin such acts or practices, and upon a proper showing a permanent or temporary injunction or restraining order shall be; granted without bond.
Página 456 - ... before the Commission, the court may order such additional evidence to be taken before the Commission and to be adduced upon the hearing in such manner and upon such terms and conditions as to the court may seem proper.
Informação bibliográfica
| Título | Compilation of Securities Laws Within the Jurisdiction of the Committee on Commerce: Including Securities Act of 1933, Securities Exchange Act of 1934 ..., Volume 4 |
| Autor | United States |
| Colaborador | United States. Congress. House. Committee on Commerce |
| Editora | U.S. Government Printing Office, 1999 |
| ISBN | 0160582091, 9780160582097 |
| Número de páginas | 733 páginas |
| Exportar citação | BiBTeX EndNote RefMan |