... (2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading,... Decisions and Reports - Página 300por United States. Securities and Exchange Commission - 1950Visualização integral - Acerca deste livro
| United States. Securities and Exchange Commission - 1945 - 1290 páginas
...or Instruments of transportation or communication In Interstate commerce or by the use of the malls, directly or Indirectly — (1) to employ any device,...material fact or any omission to state a material fact necesgnry In order to make the statements made, In the light of the circumstances under which they... | |
| United States. Securities and Exchange Commission - 1953 - 828 páginas
...or Instrument! of transportation or communication In Interstate commerce or by the rot of the malls, directly or indirectly — "(1) to employ any device,...circumstances under which they were made, not misleading, or "(3) to engage In any transaction, practice, or coarse of business which operate* or would operate... | |
| United States. Securities and Exchange Commission - 1953 - 1110 páginas
...interstate commerce or by the use of the mails, directly or indirectly — "(1) to employ any device1, scheme, or artifice to defraud, or "(2) to obtain...circumstances under which they were made, not misleading, or "(!) to engage in any transaction, practice, or course of business which operates or would operate... | |
| United States. Securities and Exchange Commission - 1951 - 862 páginas
...communication in interstate commerce or by the use of the mails, directly, or indirectly — ***** (2) to obtain money or property by means of any untrue...circumstances under which they were made, not misleading, or ables from such assigned plans, all to be divided 65 percent to The FIF Plan Corporation and 35 percent... | |
| United States. Securities and Exchange Commission - 1957 - 756 páginas
...or instruments of transportation or communication In Interstate commerce or by the use of the malls, directly or indirectly — "(1) to employ any device,...any omission to state a material fact necessary In order to make the statements made, in the light of the circumstances under which tbey were made, not... | |
| United States. Securities and Exchange Commission - 1960 - 996 páginas
...makes it unlawful in the sale or offer of any securities by use of the malls or interstate facilities "to obtain money or property by means of any untrue...any omission to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not... | |
| United States. Securities and Exchange Commission - 1953 - 824 páginas
...practice, or course of business which operates or would operate as a fraud or deceit upon any person, or by means of any untrue statement of a material fact or any omission to state a material fact, which statement or omission is made with knowledge or reasonable grounds to believe that it is untrue... | |
| 1940 - 270 páginas
...Section 17 (a) of the Securities Act of 1933 states : It shall be unlawful for any person in the sale of any securities by the use of any means or instruments...circumstances under which they were made, not misleading, or (3) to engage in any transaction, practice, or course of business which operates or would operate as... | |
| United States - 1953 - 1692 páginas
...title. § 77q. Fraudulent interstate transactions. (a) It shall be unlawful for any person In the sale (3) to engage in any transaction, practice, or course of business which operates or would operate as... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1945 - 174 páginas
...obligation of a Federal Reserve bank. SEC. 17. (a) It shall be unlawful for any person in the sale of any securities by the use of any means or instruments...circumstances under which they were made, not misleading, or (3) To engage in any transaction, practice, or course of business which operates or would operate as... | |
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