Decisions and Reports, Volume 16U.S. Government Printing Office, 1950 |
Outras edições - Ver tudo
Decisions and Reports, Volume 3 United States. Securities and Exchange Commission Visualização integral - 1940 |
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Decisions and Reports, Volume 4 United States. Securities and Exchange Commission Visualização integral - 1940 |
Palavras e frases frequentes
12 months ended accrued aggregate amortization applicable approval April 30 balance sheet basis Bond and Share Buffalo Niagara capital stock capital surplus cash charges Chicago Operating Companies claims common stock consolidated Corporation cumulative preferred stock debentures December 31 demand notes depreciation depreciation reserve distribution earned surplus Electric Company estimated excess profits taxes exchange Federal Power Commission filed FINDINGS AND OPINION forma fund Gas Company gross income Holding Company Act income statement indenture interest investment issue Laclede Electric Laclede Gas liabilities long-term debt merger mortgage bonds negative pledge Niagara Hudson Northern Indiana operating revenues original cost pany par value payment PEPCO Power & Light Power Company principal amount pro forma proposed transactions provisions of Section Public Utility Holding purchase pursuant to Section redemption registered holding company reorganization reserve retirement Section 11 security holders stockholders subsidiary companies taxes tion Total trustees United utility company Utility Holding Company utility plant
Passagens conhecidas
Página 300 - It shall be unlawful for any person In the snle of any securities by the use of any means or Instruments of transportation or communication in interstate commerce or by the use of the mails, directly or indirectly — (1) to employ any device, scheme, or artifice to defraud...
Página 566 - ... (2) To require by order, after notice and opportunity for hearing, that each registered holding company, and each subsidiary company thereof, shall take such steps as the Commission shall find necessary to ensure that the corporate structure or continued existence of any company in the holding-company system does not unduly or unnecessarily complicate the structure, or unfairly or inequitably distribute voting power among security holders, of such holding-company system.
Página 113 - No objection to the order of the Commission shall be considered by the court unless such objection shall have been urged before the Commission or unless there were reasonable grounds for failure so to do.
Página 300 - ... (2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or (3) to engage in any transaction, practice, or course of business which operates or would operate as a fraud or deceit upon the purchaser.
Página 382 - ... or any rule or regulation thereunder or any undertaking contained in a registration statement as provided in subsection (d) of Section 15 of this title, which statement was at the time and in the light of the circumstances under which it was made false or misleading with respect to any material fact...
Página vii - Securities Exchange Act of 1934," "Public Utility Holding Company Act of 1935," and "Investment Company Act of 1940" mean the federal statutes of those names as amended before or after the effective date of this act.
Página 300 - It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange, "(a) To employ any device, scheme, or artifice to defraud...
Página 485 - The credit provided for herein shall apply after the application of section 813 (b) of the Internal Revenue Code, as amended by the Revenue Act of 1942.
Página 700 - ... as regards the rights of any person who, in violation of any such provision, rule, regulation, or order, shall have made or engaged in the performance of any such contract, and (2) as regards the rights of any person who, not being a party to such contract, shall have acquired any right thereunder with actual knowledge of the facts by reason of which the making or performance of such contract was in violation of any such provision, rule, regulation, or order.
Página 120 - ... (A) Purchasing or otherwise acquiring notes, drafts, acceptances, open accounts receivable, and other obligations representing part or all of the sales price of merchandise, insurance, and services; (B) making loans to manufacturers, wholesalers, and retailers of, and to prospective purchasers of, specified merchandise, insurance, and services; and (C) purchasing or otherwise acquiring mortgages and other liens on and interests in real estate.