It shall be unlawful for any person, by the use of the mails or by any means or instrumentality of interstate commerce or of any facility of any national securities exchange or otherwise to... SEC Legislation: Hearings Before a Subcommittee of the Committee on Banking ...por United States. Congress. Senate. Committee on Banking and Currency, United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities - 1957 - 272 páginasVisualização integral - Acerca deste livro
| United States. Congress. Senate. Committee on Banking and Currency - 1933 - 1262 páginas
...of its securities from a national exchange by the exchange or by the Commission. PROXIES Sax 13. (a) It shall be unlawful for any person by the use of the mails or of any means or instrumentality of transportation or communication in interstate commerce or of any... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1933 - 594 páginas
...us see what page it is. Mr. PECORA. Page 37 of the printed bill, HK 8720. Mr. UNTEBMYER (reading) : It shall be unlawful for any person, by the use of the malls, to permit the use of his name to solicit any proxy or consent or authorization with respect... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1934 - 604 páginas
...section 13 of the bill, under the caption " Proxies ", and reads as follows : PROXIES SEO. 13. (a) It shall be unlawful for any person by the use of the mails or of any means or instrumentality of transportation or communication in interstate commerce or of any... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1934 - 922 páginas
...of proxies is necessary, we believe the section •iioold be amended so as to rend : "Sue. 12. (a) It shall be unlawful for any person, by the use of the mails »t by any means or instrumentality of interstate commerce or of any facility f any national securities... | |
| United States. Securities and Exchange Commission - 1936 - 1320 páginas
...consent or authorization solicited is traded on a national securities exchange. The Act provides : "It shall be unlawful for any person, by the use of the malls or by any means or Instrumentality of interstate commerce or of any facility of any national... | |
| United States. Securities and Exchange Commission - 1956 - 900 páginas
...applicable to such class or classes of issuers. SECURITIES AND EXCHANGE COMMISSION Proxies SECTION 14. (a) It shall be unlawful for any person, by the use of...any means or instrumentality of interstate commerce or of any facility of any national securities exchange or otherwise to solicit or to permit the use... | |
| United States - 1938 - 48 páginas
...comparable character as it may deem applicable to such class or classes of issuers. PROXIES SEO. 14. (a) It shall be unlawful for any person, by the use of...any means or instrumentality of interstate commerce or of any facility of any national securities exchange or otherwise to solicit or to permit the use... | |
| United States - 1953 - 1692 páginas
...relieving Issuer from compliance with this section, see section 78i of this title. § 78n. Proxies. (a) or of any facility of any national securities exchange or otherwise to solicit or to permit the use... | |
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