 On the application of the issuer of any security for which unlisted trading privileges on any exchange have been continued or extended pursuant to this subsection, or of any broker or dealer who makes or creates a market for such security, or of any other...  SEC Legislation: Hearings Before a Subcommittee of the Committee on Banking ...por United States. Congress. Senate. Committee on Banking and Currency, United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities - 1957 - 272 páginasVisualização integral - Acerca deste livro
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1936 - 36 páginas
...or dealer who makes or creates a market for such security, or of any other person having a bona-fide interest in the question of termination or suspension...motion, the Commission shall by order terminate, or susi-end for a period not exceeding twelve months, such unlisted trading privileges for such security... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1936 - 140 páginas
...other person having a bona fide interest, or on its own motion, the Commission shall by order terminate such unlisted trading privileges for such security...appropriate notice and opportunity for hearing, that public distribution of such security in the vicinity of said exchange or trading activity therein on... | |
 | United States. Securities and Exchange Commission - 436 páginas
...trading privileges on any exchange have been continued or extended pursuant to this subsection, * * * the Commission shall by order terminate, or suspend for a period not exceeding twelve mouths, such unlisted trading privileges for such security if the Commission finds, after appropriate... | |
 | United States. Securities and Exchange Commission - 1940 - 1176 páginas
...trading privileges on any exchange have been continued or extended pursuant to this subsection * * *, the Commission shall by order terminate, or suspend for a period not exceeding 12 months, such unlisted tradIng privileges for such security if tlie Commission finds, after appropriate... | |
 | United States - 1973 - 400 páginas
...or dealer who makes or creates a market for such security, or of any other person having a bona-fide interest in the question of termination or suspension...exceeding twelve months, such unlisted trading privileges lor such security if the Commission finds, after appropriate notice and opportunity for hearing, that... | |
 | United States. Securities and Exchange Commission - 1944 - 1290 páginas
...or dealer who makes or creates a market for such security, or of any other person having a bona fide interest In the question of termination or suspension...order terminate, or suspend for a period not exceeding 12 months, such unlisted trading privileges for such security If the Commission finds, after appropriate... | |
 | 1990 - 1038 páginas
...following information: ( 1 ) Name and address of applicant; (2) A brief statement of the applicant's interest in the question of termination or suspension of such unlisted trading privileges; (3) Title of security; (4) Names of issuer; (5) Amount of such security issued and outstanding (number... | |
 | United States. Congress. Senate. Banking and Currency Committee - 1959 - 658 páginas
...or dealer who makes or creates a market for such security, or of any other person having a bona fide interest in the question of termination or suspension...trading privileges for such security if the Commission fimi-, after appropriate notice and opportunity for hearing, that by reason of inadequate public distribution... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1959 - 2024 páginas
...or dealer who makes or creates a market for such security, or of nny other person having a bona fide interest in the question of termination or suspension...unlisted trading privileges for such security if the Commifision finds, after appropriate notice and opportunity for hearing, that by reason of inadequate... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1963 - 490 páginas
...or dealer who makes or creates a market for such security, or of any other person having a bona fide interest in the question of termination or suspension...if the Commission finds, after appropriate notice arid opportunity for hearing, that [by reason of inadequate public distribution of such security in... | |
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