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" ... solicits proxies, any member of such committee or group, and any person whether or not named as a member who, acting alone or with one or more other persons directly or indirectly takes the initiative... "
SEC Legislation: Hearings Before a Subcommittee of the Committee on Banking ... - Página 12
por United States. Congress. Senate. Committee on Banking and Currency, United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities - 1957 - 272 páginas
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The Code of Federal Regulations of the United States of America

1985 - 688 páginas
...respect to the election or removal of directors at any annual or special meeting of security holders. (b) Participant or participant in a solicitation. For...solicitation" include the following: (1) The issuer; §240.14a-11 (2) Any director of the issuer, and any nominee for whose election as a director proxies...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1990 - 1038 páginas
...respect to the election or removal of directors at any annual or special meeting of security holders. (b) Participant or participant in a solicitation. For...in a solicitation" include the following: (1) The registrant; (2) Any director of the registrant, and any nominee for whose election as a director proxies...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1968 - 782 páginas
...annual or special meeting of security holders. (b) Participant or participant In a solicitation. ¿r purposes of this rule the terms “participant”...“participant In a solicitation” include the following: (1) Thelssuer; (2) Any director of th3 Issuer, and any nominee for whose election as a director proxies...
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The Code of Federal Regulations of the United States of America

1989 - 614 páginas
...annual or special meeting of security holders. (b) Participant defined. (1) For purwses of this section the terms "participant" and "participant in a solicitation" include the following: (1) The bank; (ii) Any director of the bank, and any nominee for whose election as a director proxies are solicited;...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1981 - 1486 páginas
..."participant in a solicitation" include the following: (A) The bank; (B) Any director of the bank, and any nominee for whose election as a director proxies are solicited; (C) Any committee or group that solicits proxies, any member of such committee or group, and any person...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1977 - 970 páginas
..."participant In a solicitation" include the following: (A) The bank; (B) Any director of the bank, and any nominee for whose election as a director proxies are solicited: (C) Any committee or group that solicits proxies, any member of such committee or group, and any person...
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Stock Market Study: Regulation of Unlisted Securities : Hearings ..., Partes 2-3

United States. Congress. Senate. Committee on Banking and Currency - 1955 - 728 páginas
...of directors at any annual or special meeting of security holders. (6) 1'nrticipant or Partiripatit in a Solicitation. — For purposes of this rule the terms "participant"' and "participant in n solicitation" include the following: "(1) the issuer; "(2) any director of the issuer, and any nominee...
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Hearings, Reports and Prints of the Senate Committee on Banking and ..., Parte 3

United States. Congress. Senate. Committee on Banking and Currency - 1956 - 424 páginas
...directors at any annual or special meeting of security holders. "(b) Participant or Participant ina Solicitation. "For purposes of this rule the terms...or group which solicits proxies, any member of such comuiiteee or group, and any person whether or not named as a member who, acting alone or with one...
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SEC Enforcement Problems: Hearing Before a Subcommittee of the ..., Parte 1

United States. Congress. Senate. Committee on Banking and Currency - 1957 - 172 páginas
...to the election or removal of directors at any annual or special meeting of security holders. "(b) Participant or Participant in a Solicitation "For...'participant in a solicitation' include the following : "(Í) the issuer; "(2) any director of the issuer, and any nominee for whose election as a director...
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1938 - 168 páginas
...in a Srf* tion. For purposes of this rule the terms ' t and "participant in a solicitation" inclnde3 following : (1) the issuer; (2) any director of the issuer, and any w®^ for whose election as a director proxis i•' solicited ; (B) any committee or group which proxies,...
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