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" Whenever it shall appear to the Commission that any person is engaged or about to engage in any acts or practices which constitute or will constitute a violation... "
SEC Legislation: Hearings Before a Subcommittee of the Committee on Banking ... - Página 204
por United States. Congress. Senate. Committee on Banking and Currency, United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities - 1957 - 272 páginas
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National securities exchange act 1934. Feb. 26-Apr. 5, 1934. 2 v

United States. Congress. Senate. Committee on Banking and Currency - 1934 - 1008 páginas
...believes to he in the public interest to investigate. (b) Whenever it shall appear to the Commission that any person is engaged or about to engage in any acts...will constitute a violation of the provisions of this Act, or of any rule or regulation prescribed .untler authority thereof, it may in its discretion —...
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Stock Exchange Practices: Hearings Before the Committee on Banking and ...

United States. Congress. Senate. Committee on Banking and Currency - 1933 - 1262 páginas
...11 bout to violate any provision of this act" and when any person is " about to engage in any acts or practices which constitute or will constitute a violation of the provisions of this act, or of any rule or regulation prescribed under authority thereof ", the commission may proceed...
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Stock Exchange Regulation: Hearing Before the Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 páginas
...believes to be in the public interest to investigate. (b) Whenever it shall appear to the Commission that any person is engaged or about to engage in any acts...will constitute a violation of the provisions of this Act, or of any rule or regulation prescribed under authority thereof, it may in its discretion —...
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Stock Exchange Regulation: Hearing Before the Committee...seventy-third ...

United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 páginas
...or imprisoned not more than one year, or both. (c) Whenever It shall appear to the Commission that any person is engaged or about to engage in any acts...will constitute a violation of the provisions of this Act, or of any rule or regulation prescribed Mnder authority thereof, it may in its discretion bring...
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Public Utility Holding Company Act of 1935: Hearings Before the Committee on ...

United States. Congress. Senate. Committee on Interstate Commerce - 1935 - 1298 páginas
...punishment for perjury committed in so testifying. (f) Whenever it shall appear to the Commission that any person is engaged or about to engage in any acts...will constitute a violation of the provisions of this Act, or of any rule, regulation, or order thereunder, it may in its discretion bring an action in the...
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Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - 1968 - 374 páginas
...Whenever it shall appear to the Commission that any person is engaged or about to engage in anv acts or practices which constitute or will constitute a violation of the provisions of this Act, or of any rule, regulation, or order thereunder, it may in its discretion bring an action in the...
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Public Utility Holding Company Act of 1935: Hearings, April 16 to 29, 1935

United States. Congress. Senate. Committee on Interstate Commerce - 1935 - 1164 páginas
...as a stay of the Commission's order. " SEC. 311. (a) Whenever it shall appear to the Commission that any person is engaged or about to engage in any acts or practices which coustitu;e or will constitute a violation of the provisions of this Act, or of any...
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Natural Gas: Hearing Before a Subcommittee on the Committee on Interstate ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1936 - 172 páginas
...ENFORCEMENT OF ACT ; REGULATIONS AND ORDERS SEO. 19. (a) Whenever it shall appear to the Commission that any person is engaged or about to engage in any acts...will constitute a violation of the provisions of this Act, or of any rule, regulation, or order thereunder, it may in its discretion bring an action in the...
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Natural Gas: Hearing Before a Subcommittee on the Committee on Interstate ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1936 - 176 páginas
...AOT : REOCLATIONS AND ORDERS SEO. 19. (a) Whenever it shall appear to the Commission that any persou is engaged or about to engage in any acts or practices...will constitute a violation of the provisions of this Act. or of any rule, regulation, or order thereunder, it may in its discretion bring an action in the...
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Natural Gas. Hearing Before a Subcommittee ... on H.R. 11662 ... April 2-15 ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1936 - 190 páginas
...Whenever it shall appear to the Commission that any person is engaged or about lo engage in any acts or practices which constitute or will constitute a violation of the provisions of this Act, or of any rule, regulation, or order thereunder, it may in its discretion bring an action in the...
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