Campos ocultos
Livros Livros
" ... group or index of securities (including any interest therein or based on the value thereof), or any put, call, straddle, option, or privilege entered into on a national securities exchange relating to foreign currency, or, in general, any interest... "
Compilation of Securities Laws Within the Jurisdiction of the Committee on ... - Página 341
por United States - 1997 - 720 páginas
Visualização integral - Acerca deste livro

United States Reports: Cases Adjudged in the Supreme Court at ..., Volume 439

United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1980 - 1224 páginas
...certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights, or, in general, any interest or instrument commonly...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing." The definition of a "security" in § 3 (a) (10 of the Securities Exchange...
Visualização integral - Acerca deste livro

Securities Exchange Act of 1934: And Amendments Public--no. 291--73d ...

United States - 1938 - 48 páginas
...certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights, or, in general, any interest or instrument commonly...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing." (b) Paragraph (4) of such section 2 is amended to read as follows...
Visualização integral - Acerca deste livro

Decisions and Reports

United States. Securities and Exchange Commission - 1941 - 1690 páginas
...certificate of deposit for a security, fractional undivided Interest in oil, gas, or other mineral rights, or, in general, any interest or instrument commonly...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing. The interest in question is evidenced by a so-called "mineral rights...
Visualização integral - Acerca deste livro

Investment Trusts and Investment Companies: Hearings Before a Subcommittee ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1940 - 164 páginas
...certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights, or, in general, any interest or instrument commonly...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing. (36) "Short-term paper" means any note, draft, bill of exchange, or...
Visualização integral - Acerca deste livro

United States Code, Volume 2

United States - 1953 - 1692 páginas
...certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights, , purchase, any of the foregoing. (36) "Short-term paper" means any note, draft, bill of exchange, or...
Visualização integral - Acerca deste livro

United States Code, Volume 2

United States - 2000 - 1216 páginas
...currency, or, in general, any interest or instrument commonly known as a "security", or any certifícate of Interest or participation in, temporary or interim...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing. (2) The term "person" means an individual, a corporation, a partnership,...
Visualização integral - Acerca deste livro

Proposed Amendments to the Securities Act of 1933 and to the ..., Volume 3

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 348 páginas
...certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights, or, in general, any interest or instrument commonly...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing. As you will note, the definition does not mention employee savings...
Visualização integral - Acerca deste livro

United States Reports: Cases Adjudged in the Supreme Court, Volume 328

United States. Supreme Court - 1947 - 978 páginas
...certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights, or, in general, any interest or instrument commonly...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing." Opinion of the Court. 328 US as separate transactions involving no...
Visualização integral - Acerca deste livro

Code of Federal Regulations: Containing a Codification of Documents of ...

1999 - 524 páginas
...preorganization or subscription, transferable share, investment contract, voting trust certificate or, in general, any interest or Instrument commonly...guarantee of, or warrant or right to subscribe to or purchase any of the foregoing, except that a security shall not include an account insured, in whole...
Visualização integral - Acerca deste livro

Code of Federal Regulations: Containing a Codification of Documents of ...

1981 - 820 páginas
...certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights, or, in general, any interest or instrument commonly...guarantee of, or warrant or right to subscribe to or purchase any of the foregoing. (b) A person filing a Statement of Production under § 3316.3-2 of this...
Visualização integral - Acerca deste livro




  1. A minha biblioteca
  2. Ajuda
  3. Pesquisa de livros avançada
  4. Transferir ePub
  5. Transferir PDF