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" ... group" as that term is used in section 13(d)(3) of the Exchange Act) who is known to the registrant to be the beneficial owner of more than five percent of any class of the registrant's voting securities. "
The Operations of Federal Agencies in Monitoring, Reporting On, and ... - Página 611
por United States. Congress. House. Committee on Government Operations. Commerce, Consumer, and Monetary Affairs Subcommittee - 1978
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Code of Federal Regulations: Containing a Codification of Documents of ...

1999 - 704 páginas
...(including any "group" as that term is used in section 13(d)(3) of the Exchange Act) who is known to the registrant to be the beneficial owner of more...any class of the registrant's voting securities. The address given in column (2) may be a business, mailing or residence address. Show in column (3) the...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1990 - 560 páginas
...(including any group as that term is used in section 13(d)(3) of the Exchange Act) who is known to the registrant to be the beneficial owner of more than five percent of any class of the registrant's common equity and (ii) each director and nominee and (iii) all directors and officers as a group, and...
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Code of Federal Regulations: Containing a Codification of Documents of ...

2001 - 742 páginas
...(including any group as that term is used in section 13(d)(3) of the Exchange Act) who is known to the registrant to be the beneficial owner of more than five percent of any class of the registrant's common equity and (ii) each director and nominee and (iii) all directors and officers as a group, and...
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The Code of Federal Regulations of the United States of America

2004 - 774 páginas
...Complete the table below for any person (including any "group") who is known to the small business issuer to be the beneficial owner of more than five percent of any class of the small business issuer's voting securities. Title of class (1) Name and owner (2) Amount and nature...
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The Code of Federal Regulations of the United States of America

1983 - 436 páginas
...that term is used in section 13(d)(3) of the Securities Exchange Act of 1934) who is known to the bank to be the beneficial owner of more than five percent of any class of the bank's voting securities. Show in column (3) the total number of shares beneficially owned and in column...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1998 - 784 páginas
...Complete the table below for any person (Including: any "group") who Is known to the small business Issuer to be the beneficial owner of more than five percent of any class of the small business Issuer's voting secu-rities. Titeóle (1) Name and beneficial (2) Amount and nature...
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The Code of Federal Regulations of the United States of America

1989 - 614 páginas
...that term is used in section 13(d)(3) of the Securities Exchange Act of 1934) who is known to the bank to be the beneficial owner of more than five percent of any class of the bank's voting securities. Show in column (3) the total number of shares beneficially owned and in column...
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The Code of Federal Regulations of the United States of America

1992 - 694 páginas
...a director; (3) Any security holder who is known to the registrant to own of record or beneficially more than five percent of any class of the registrant's voting securities; and (4) Any member of the immediate family of any of the foregoing persons. Instructions to Paragraph...
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The Code of Federal Regulations of the United States of America

1989 - 568 páginas
...the distributing corporation is publicly traded and has no shareholder who is directly or indirectly the beneficial owner of more than five percent of any class of stock is evidence of nondevice. (iv) Distribution to domestic corporate shareholders. The fact that...
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The Code of Federal Regulations of the United States of America

2000 - 586 páginas
...the distributing corporation is publicly traded and has no shareholder who is directly or indirectly the beneficial owner of more than five percent of any class of stock is evidence of nondevice. (iv) Distribution to domestic corporate shareholders. The fact that...
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