...of this bill, which relate to unlisted trading privileges pursuant to section 12 (f ) , clause 3 of the Securities Exchange Act of 1934. The National Association of Securities Dealers, Inc., is a nonprofit membership corporation of 2,743 members, registered with the Securities and Exchange...

...of this bill, which relate to unlisted trading privileges pursuant to section 12 (f ) , clause 3 of the Securities Exchange Act of 1934. The National Association of Securities Dealers, Inc., is a nonprofit membership corporation of 2,743 members, registered with the Securities and Exchange...

...responsible for the regulation of the over-the-counter securities market. The NASD was established under the authority granted by the 1938 Maloney Act amendments to the Securities Exchange Act of 1934. As of April 30, 1979, the NASD membership totaled 2,811 broker-dealers, or approximately 90 percent...

...responsible for the regulation of the over-the-counter securities market. The NASD was established under the authority granted by the 1938 Maloney Act amendments to the Securities Exchange Act of 1934. As of June 1, 1981, the NASD's membership totalled 3,081 broker-dealers, or approximately 90 percent...

...responsible for the regulation of the over-the-counter securities market. The NASD was established under the authority granted by the 1938 Maloney Act amendments to the Securities Exchange Act of 1934. As of June 1, 1981, the NASD's membership totalled 3,081 broker-dealers, or approximately 90 percent...

...for regulating and overseeing the over-the-counter securities market. It was established under the authority granted by the 1938 Maloney Act amendments to the Securities Exchange Act of 1934. As of June 1, 1981, NASD's membership totaled 3,081 brokerdealers, or approximately 90 percent of all...

...responsible for the regulation of the over-the-counter securities market. The NASD was established under the authority granted by the 1938 Maloney Act amendments to the Securities Exchange Act of 1934. As of November 1, 1962. the NASD membership totaled 3,608 broker-dealers, or approximately 90 percent...

...self-regulatory organization responsible for regulating the over-the-counter securities market, was established under authority granted by the 1938 Maloney...amendments to the Securities Exchange Act of 1934. The act allows for the registration of more than one national securities association to supervise the over-the-counter...

...self-regulatory organization responsible for regulating the over-the-counter securities market, was established under authority granted by the 1938 Maloney...amendments to the Securities Exchange Act of 1934. The act allows for the registration of more than one national securities association to supervise the over-the-counter...

...responsible for the regulation of the over-the-counter securities market. The NASD was established under the authority granted by the 1938 Maloney Act amendments to the Securities Exchange Act of 1934. It was organized in cooperation with Congress and the Securities and Exchange Commission (SEC) to promote...