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" ... that there are always areas where improvements can be made to the state regulatory system, we have evolved and adapted as the financial markets have changed. In the context of the Congressional debate on financial services modernization, on March... "
Financial Services Competition Act of 1997 - Página 80
por United States. Congress. House. Committee on Commerce. Subcommittee on Finance and Hazardous Materials - 1997 - 378 páginas
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Financial Services Reform: Hearings Before the Subcommittee on ..., Volume 4

United States. Congress. House. Committee on Commerce. Subcommittee on Finance and Hazardous Materials - 1997 - 190 páginas
...on financial services modernization, on March 17, 1997, the NAIC adopted a resolution (Attachment A) supporting state authority to regulate the insurance...securities regulators would regulate securities functions. Full functional regulation is a crucial element of a successful effort to "modernize" our nation's...
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Financial Services Reform: Congressional Hearing

United States. Congress. House. Committee on Commerce. Subcommittee on Finance and Hazardous Materials - 1999 - 168 páginas
...on financial services modernization, on March 17, 1997, the NAIC adopted a resolution (Attachment A) supporting state authority to regulate the insurance...securities regulators would regulate securities functions. Full functional regulation is a crucial element of a successful effort to "modernize" our nation's...
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Financial Services Reform: Hearings Before the Subcommittee on ..., Volume 4

United States. Congress. House. Committee on Commerce. Subcommittee on Finance and Hazardous Materials - 1997 - 168 páginas
...on financial services modernization, on March 17, 1997, the NAIC adopted a resolution (Attachment A) supporting state authority to regulate the insurance...securities regulators would regulate securities functions. Full functional regulation is a crucial element of a successful effort to "modernize" our nation's...
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Financial Modernization: Hearings Before the Committee on Banking and ...

United States. Congress. House. Committee on Banking and Financial Services - 1997 - 596 páginas
...regulate insurance products, insurance underwriting, and sales activities, as defined by state law, but generally including the sale of any contract whereby...federal and state banking regulators would regulate all banking functions and federal and state securities regulators would regulate all securities functions...
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Financial Services Reform: Congressional Hearing

United States. Congress. House. Committee on Commerce. Subcommittee on Finance and Hazardous Materials - 1999 - 172 páginas
...on financial services modernization, on March 17, 1997, the NAIC adopted a resolution (Attachment A) supporting state authority to regulate the insurance...securities regulators would regulate securities functions. Full functional regulation is a crucial element of a successful effort to "modernize" our nation's...
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